Method and apparatus for performing contention-based and non-contention-based beam failure recovery in a wireless communication system

ABSTRACT

The present disclosure relates to a communication technique for converging a 5G communication system, which is provided to support a higher data transmission rate beyond a 4G system with an IoT technology, and a system therefor. The disclosure may be applied to intelligent services (e.g., smart home, smart building, smart city, smart car or connected car, health care, digital education, retail business, security and safety related service, or the like) based on the 5G communication technology and the IoT related technology. The disclosure relates to a method for recovering a beam into a correct beam according to a position of a terminal using a non-contention-based and contention-based beam failure recovery method in order to recover a beam failure in which communication is disconnected due to movement of a terminal or the like in a wireless communication system performing beam-based communication services.

CROSS-REFERENCE TO RELATED APPLICATION

This application is based on and claims priority under 35 U.S.C. §119(a) of a Korean patent application number 10-2018-0003521, filed onJan. 10, 2018, in the Korean Intellectual Property Office, thedisclosure of each of which is incorporated by reference herein in itsentirety.

BACKGROUND 1. Field

Various embodiments of the disclosure relate to a method and anapparatus for recovering a beam currently in use when the beam currentlyin use is unavailable (or fails) in a wireless communication systemperforming beam-based communication.

2. Description of Related Art

To meet a demand for radio data traffic that is on an increasing trendsince commercialization of a 4G communication system, efforts to developan improved 5G communication system or a pre-5G communication systemhave been conducted. For this reason, the 5G communication system or thepre-5G communication system is called a beyond 4G network communicationsystem or a post LTE system. To achieve a high data transmission rate,the 5G communication system is considered to be implemented in a veryhigh frequency (mmWave) band (e.g., like 60 GHz band). To relieve a pathloss of a radio wave and increase a transfer distance of the radio wavein the very high frequency band, in the 5G communication system,beamforming, massive MIMO, full dimensional MIMO (FD-MIMO), arrayantenna, analog beam-forming, and large scale antenna technologies havebeen discussed. Further, to improve a network of the system, in the 5Gcommunication system, technologies such as an evolved small cell, anadvanced small cell, a cloud radio access network (cloud RAN), anultra-dense network, a device to device communication (D2D), a wirelessbackhaul, a moving network, cooperative communication, coordinatedmulti-points (CoMP), and reception interference cancellation have beendeveloped. In addition to this, in the 5G system, hybrid FSK and QAMmodulation (FQAM) and sliding window superposition coding (SWSC) thatare an advanced coding modulation (ACM) scheme and a filter bank multicarrier (FBMC), a non-orthogonal multiple access (NOMA), and a sparsecode multiple access (SCMA) that are an advanced access technology, andso on have been developed.

Meanwhile, the Internet is evolved from a human-centered connectionnetwork through which a human being generates and consumes informationto the Internet of Things (IoT) network that transmits/receivesinformation between distributed components such as things and processesthe information. The Internet of Everything (IoE) technology in whichthe big data processing technology, etc., is combined with the IoTtechnology by connection with a cloud server, etc. has also emerged. Toimplement the IoT, technology elements, such as a sensing technology,wired and wireless communication and network infrastructure, a serviceinterface technology, and a security technology, have been required.Recently, technologies such as a sensor network, machine to machine(M2M), and machine type communication (MTC) for connecting betweenthings has been researched. In the IoT environment, an intelligentInternet technology (IT) service that creates a new value in human lifeby collecting and analyzing data generated in the connected things maybe provided. The IoT may be applied to fields, such as a smart home, asmart building, a smart city, a smart car or a connected car, a smartgrid, health care, smart appliances, and an advanced healthcare service,by fusing and combining the existing information technology (IT) withvarious industries.

Therefore, various tries to apply the 5G communication system to the IoTnetwork have been conducted. For example, the 5G communicationtechnologies, such as the sensor network, the machine to machine (M2M),and the machine type communication (MTC), have been implemented bytechniques such as the beamforming, the MIMO, and the array antenna. Theapplication of the cloud radio access network (cloud RAN) as the bigdata processing technology described above may also be considered as anexample of the fusing of the 5G communication technology with the IoTtechnology.

On the other hand, in the wireless communication system, communicationmay be broken due to movement of a terminal while communicating using abeam, which is referred to as beam failure. Therefore, there is a needfor a method for recovering a beam into a correct beam according to theposition of the terminal.

SUMMARY

The disclosure is directed to provision of a method for recovering abeam currently in use when the beam currently in use is unavailable (orfails) in a wireless communication system performing beam-basedcommunication.

The disclosure is directed to provision of an RRC message transmissionmethod and procedure required to transmit and receive an RRC message invarious cases of a terminal in an RRC inactive mode, which can reducesignaling overhead and save a battery of the terminal by proposing amethod for switching a next generation mobile communication systembetween an RRC connected mode, the RRC inactive mode (or lightedconnected mode), and an RRC idle connected mode.

The disclosure is directed to provision of a method for processing apriority bit rate when packet duplication is deactivated by clearlydefining an operation of applying, by a terminal, the priority bit rateto a logical channel for the packet duplication when the terminalreceives packet duplication activation or deactivation from a basestation through MAC CE in association with packet-replicated datatransmission newly introduced in a next generation mobile communicationsystem, and focusing on a detailed operation in the MAC when receivingthe packet duplication activation or deactivation.

The disclosure is directed to provision of a method for receiving, by aterminal, a paging message based on a method for configuring andchanging BWP of partial bandwidth part applying technology performingcommunication using only some of system frequency bandwidths that oneterminal in one cell uses, in a next generation mobile communicationsystem.

In accordance with an aspect of the present disclosure, a method by aterminal in a wireless communication system comprises receiving, from abase station, a message including configuration information related tobeam failure recovery (BFR), identifying whether the message includescontention-free random access (RA) resources for the BFR based on beamfailure being detected, performing a contention-free RA procedure forthe BFR based on the contention-free RA resources in case that themessage includes the contention-free RA resources, performing acontention-based RA procedure for the BFR in case that the message doesnot include the contention-free RA resources, and maintaining thecontention-free RA resources based on the contention-free RA procedurebeing completed.

In accordance with an aspect of the present disclosure, a method by abase station in a wireless communication system comprises transmitting,to a terminal, a message including configuration information related tobeam failure recovery (BFR) and performing a random access (RA)procedure for the BFR with the terminal based on beam failure beingdetected by the terminal, wherein a contention-free RA procedure for theBFR is performed based on contention-free RA resources in case that themessage includes the contention-free RA resources for the BFR, wherein acontention-based RA procedure for the BFR is performed in case that themessage does not include the contention-free RA resources, and whereinthe contention-free RA resources are maintained at the terminal based onthe contention-free RA procedure being completed.

In accordance with an aspect of the present disclosure, a terminal in awireless communication system comprises a transceiver configured totransmit and receive signals and a controller configured to receive, viathe transceiver from a base station, a message including configurationinformation related to beam failure recovery (BFR), identify whether themessage includes contention-free random access (RA) resources for theBFR based on beam failure being detected, perform a contention-free RAprocedure for the BFR based on the contention-free RA resources in casethat the message includes the contention-free RA resources, perform acontention-based RA procedure for the BFR in case that the message doesnot include the contention-free RA resources, and maintain thecontention-free RA resources based on the contention-free RA procedurebeing completed.

In accordance with an aspect of the present disclosure, a base stationin a wireless communication system comprises a transceiver configured totransmit and receive signals and a controller configured to transmit,via the transceiver to a terminal, a message including configurationinformation related to beam failure recovery (BFR), and perform a randomaccess (RA) procedure for the BFR with the terminal based on beamfailure being detected by the terminal, wherein a contention-free RAprocedure for the BFR is performed based on contention-free RA resourcesin case that the message includes the contention-free RA resources forthe BFR, wherein a contention-based RA procedure for the BFR isperformed in case that the message does not include the contention-freeRA resources, and wherein the contention-free RA resources aremaintained at the terminal based on the contention-free RA procedurebeing completed.

Objects of the disclosure are not limited to the above-mentionedobjects. That is, other objects that are not mentioned may be obviouslyunderstood by those skilled in the art to which the disclosure pertainsfrom the following description.

According to an embodiment of the disclosure, the terminal can quicklyrecover a beam, thereby quickly recovering a communicationdisconnection.

According to another embodiment of the disclosure, the RRC inactive modeof the terminal and the base station can be reported to the corenetwork, and the problem occurring when the base station fails torecover the context of the terminal in the RRC inactive mode can beresolved.

In addition, according to another embodiment of the disclosure, when thepacket duplication activation and deactivation MAC CE is received in thenext generation mobile communication system, the operation of theterminal is defined to be able to clarify the operations of the terminaland the base station for the packet duplication activation anddeactivation. In addition, it is possible to classify the operation ofthe terminal even for the uplink transmission path change and the bearerchange, in particular, the change between the split bearer and thenon-split bearer.

In addition, according to another embodiment of the disclosure, when theplurality of paging message are present in one slot, the terminal maymonitor the BWP to select one of the plurality of paging messagespresent at the paging reception timing.

The effects that may be achieved by the embodiments of the disclosureare not limited to the above-mentioned objects. That is, other effectsthat are not mentioned may be obviously understood by those skilled inthe art to which the disclosure pertains from the following description.

Before undertaking the DETAILED DESCRIPTION below, it may beadvantageous to set forth definitions of certain words and phrases usedthroughout this patent document: the terms “include” and “comprise,” aswell as derivatives thereof, mean inclusion without limitation; the term“or,” is inclusive, meaning and/or; the phrases “associated with” and“associated therewith,” as well as derivatives thereof, may mean toinclude, be included within, interconnect with, contain, be containedwithin, connect to or with, couple to or with, be communicable with,cooperate with, interleave, juxtapose, be proximate to, be bound to orwith, have, have a property of, or the like; and the term “controller”means any device, system or part thereof that controls at least oneoperation, such a device may be implemented in hardware, firmware orsoftware, or some combination of at least two of the same. It should benoted that the functionality associated with any particular controllermay be centralized or distributed, whether locally or remotely.

Moreover, various functions described below can be implemented orsupported by one or more computer programs, each of which is formed fromcomputer readable program code and embodied in a computer readablemedium. The terms “application” and “program” refer to one or morecomputer programs, software components, sets of instructions,procedures, functions, objects, classes, instances, related data, or aportion thereof adapted for implementation in a suitable computerreadable program code. The phrase “computer readable program code”includes any type of computer code, including source code, object code,and executable code. The phrase “computer readable medium” includes anytype of medium capable of being accessed by a computer, such as readonly memory (ROM), random access memory (RAM), a hard disk drive, acompact disc (CD), a digital video disc (DVD), or any other type ofmemory. A “non-transitory” computer readable medium excludes wired,wireless, optical, or other communication links that transporttransitory electrical or other signals. A non-transitory computerreadable medium includes media where data can be permanently stored andmedia where data can be stored and later overwritten, such as arewritable optical disc or an erasable memory device.

Definitions for certain words and phrases are provided throughout thispatent document, those of ordinary skill in the art should understandthat in many, if not most instances, such definitions apply to prior, aswell as future uses of such defined words and phrases.

BRIEF DESCRIPTION OF THE DRAWINGS

For a more complete understanding of the present disclosure and itsadvantages, reference is now made to the following description taken inconjunction with the accompanying drawings, in which like referencenumerals represent like parts:

FIG. 1A is a diagram illustrating a structure of an LTE systemreferenced according to embodiments of the present disclosure;

FIG. 1B is a diagram illustrating a radio protocol structure in the LTEsystem according to embodiments of the present disclosure;

FIG. 1C is a diagram illustrating a random access procedure in the LTEsystem according to embodiments of the present disclosure;

FIG. 1D is a diagram illustrating an example of a frame structure usedin the 5G system according to embodiments of the present disclosure;

FIG. 1E is an exemplary diagram of a message flow between a terminal anda base station when using a non-contention-based beam failure recoverymethod (Type 1 BFR) according to embodiments of the present disclosure;

FIG. 1F is an exemplary diagram of a message flow between a terminal anda base station when using a contention-based beam failure recoverymethod (Type 2 BFR) according to embodiments of the present disclosure;

FIG. 1G is a diagram illustrating a message flow between the terminaland the base station when the Type 1 and the Type 2 beam failurerecovery methods are used according to embodiments of the presentdisclosure;

FIG. 1H is an exemplary diagram of an operation sequence of the terminalwhen the Type 1 and the Type 2 beam failure recovery methods are usedaccording to embodiments of the present disclosure;

FIG. 1I is a diagram illustrating a block configuration of the terminalaccording to embodiments of the present disclosure;

FIG. 2A is a diagram illustrating a structure of an LTE system accordingto embodiments of the present disclosure;

FIG. 2B is a diagram illustrating a radio protocol structure in the LTEsystem according to embodiments of the present disclosure;

FIG. 2C is a diagram illustrating a structure of a next generationmobile communication system according to embodiments of the presentdisclosure;

FIG. 2D is a diagram illustrating a radio protocol structure of the nextgeneration mobile communication system according to embodiments of thepresent disclosure;

FIG. 2E is a diagram illustrating modes in which the terminal can stayin the next generation mobile communication system according toembodiments of the present disclosure;

FIG. 2F is a diagram for explaining a procedure for switching a terminalfrom an RRC connected mode to an RRC idle mode and a procedure forswitching a terminal from the RRC idle mode to the RRC connected modeaccording to embodiments of the present disclosure;

FIG. 2G is a diagram illustrating a procedure for switching a terminalfrom an RRC connected mode to an RRC inactive mode (or alightly-connected mode) and a procedure for switching a terminal from anRRC inactive mode (or lightly-connected mode) to an RRC connected modeaccording to embodiments of the present disclosure;

FIG. 2H is a diagram illustrating a method for reducing a connectionsetup delay of a terminal when the terminal attempts to connect to thenetwork in the RRC inactive mode (or lightly-connected mode) and thebase station fails to recover the UE context according to embodiments ofthe present disclosure;

FIG. 2I is a diagram for describing a procedure for indicating whether aterminal supports the RRC inactive mode to a network when the terminalis switched from an RRC idle mode to an RRC connected mode according toembodiments of the present disclosure;

FIG. 2J is a diagram for describing a procedure for confirming systeminformation and indicating whether a terminal supports the RRC inactivemode to a network, when the terminal is switched from an RRC idle modeto an RRC connected mode according to embodiments of the presentdisclosure;

FIG. 2K is a diagram for explaining a procedure for instructing a basestation to inquire capability of a terminal in the RRC connected mode,confirming the capability of the terminal, and instructing a networkwhether to support the RRC inactive mode based thereon according toembodiments of the present disclosure;

FIG. 2L is a diagram illustrating an operation of a terminal and a basestation for reducing a connection setup delay upon a context recoveryfailure of the terminal in an RRC connection resumption procedureaccording to embodiments of the present disclosure;

FIG. 2M is a diagram illustrating the structure of the terminalaccording to embodiments of the present disclosure;

FIG. 2N is a block configuration diagram of the TRP in the wirelesscommunication system according to embodiments of the present disclosure;

FIG. 3A is a diagram illustrating a structure of an LTE system accordingto embodiments of the present disclosure;

FIG. 3B is a diagram illustrating the radio protocol structure in theLTE system according to embodiments of the present disclosure;

FIG. 3C is a diagram schematically illustrating a multiple connectionoperation and a carrier aggregation operation of the existing LTE systemaccording to embodiments of the present disclosure;

FIG. 3D is a diagram illustrating a radio protocol structure of the nextgeneration mobile communication system according to embodiments of thepresent disclosure;

FIG. 3E is a diagram illustrating the structure of the next generationmobile communication system according to embodiments of the presentdisclosure;

FIG. 3F is a diagram schematically illustrating data transmissionthrough packet duplication, which is considered in the disclosure, andillustrating how a terminal processes a duplicated packet according toembodiments of the present disclosure;

FIG. 3G is a diagram illustrating an operation of accumulating a tokenby applying a priority bit rate for each logical channel as a part of alogical channel priority operation in a MAC according to embodiments ofthe present disclosure;

FIG. 3H is a view illustrating an operation of processing a priority bitrate when a terminal for which packet duplication is set up receives apacket duplication deactivation MAC CE as a 3-1th embodiment of thepresent disclosure;

FIG. 3I is a diagram illustrating an operation of processing a prioritybit rate when an uplink transmission path of a terminal is switched as a3-2th embodiment of the present disclosure;

FIG. 3J is a diagram illustrating an operation of processing a prioritybit rate when a UE in which a split bearer is configured is changed to anon-split bearer as a 3-3th embodiments of the present disclosure;

FIG. 3K is an overall diagram related to an operation for processing apriority bit rate of a terminal according to embodiments of the presentdisclosure;

FIG. 3L is a diagram illustrating a method for processing a bucket ofLCH when an uplink grant is received from a base station, as a terminaloperation according to embodiments of the present disclosure;

FIG. 3M is a block diagram illustrating the internal structure of theterminal according to embodiments of the present disclosure;

FIG. 3N is a block diagram illustrating a configuration of a basestation according to embodiments of the present disclosure;

FIG. 4A is a diagram illustrating a structure of the next generationmobile communication system according to embodiments of the presentdisclosure;

FIG. 4B is a diagram for explaining a scenario in which a partialfrequency band is applied in a next generation mobile communicationsystem according to embodiments of the present disclosure;

FIG. 4C is a conceptual diagram showing a paging time point in theconventional LTE technology according to embodiments of the presentdisclosure;

FIG. 4D illustrates a scenario in which a plurality of CORESETS and aplurality of paging messages are transmitted per slot according toembodiments of the present disclosure;

FIG. 4E is a flowchart of a terminal operation for paging reception in a4-1th embodiment in the present disclosure;

FIG. 4F is a flowchart of a terminal operation for paging reception inthe 4-1th embodiment in the present disclosure;

FIG. 4G is a flowchart of a terminal operation for paging reception in a4-2th embodiment in the present disclosure;

FIG. 4H is a flowchart of a terminal operation for paging reception inthe 4-2th embodiment in the present disclosure;

FIG. 4I is a flowchart of a terminal operation for processing specificcontents of a paging message in CORESET according to embodiments of thepresent disclosure;

FIG. 4J is a block diagram illustrating an internal structure of theterminal according to embodiments of the present disclosure; and

FIG. 4K is a block diagram illustrating a configuration of the basestation according to embodiments of the present disclosure.

DETAILED DESCRIPTION

FIGS. 1A through 4K, discussed below, and the various embodiments usedto describe the principles of the present disclosure in this patentdocument are by way of illustration only and should not be construed inany way to limit the scope of the disclosure. Those skilled in the artwill understand that the principles of the present disclosure may beimplemented in any suitably arranged system or device.

Hereinafter, exemplary embodiments of the disclosure will be describedin detail with reference to the accompanying drawings. At this time, itis to be noted that like reference numerals denote like elements in theaccompanying drawings. Further, detailed descriptions related towell-known functions or configurations will be ruled out in order not tounnecessarily obscure the subject matter of the disclosure.

In describing the exemplary embodiments of the disclosure in thespecification, a description of technical contents which are well knownto the art to which the disclosure belongs and are not directlyconnected with the disclosure will be omitted. This is to more clearlytransfer a gist of the disclosure by omitting an unnecessarydescription.

For the same reason, some components are exaggerated, omitted, orschematically illustrated in the accompanying drawings. Further, thesize of each component does not exactly reflect its real size. In eachdrawing, the same or corresponding components are denoted by the samereference numerals.

Various advantages and features of the disclosure and methodsaccomplishing the same will become apparent from the following detaileddescription of embodiments with reference to the accompanying drawings.However, the disclosure is not limited to the embodiments disclosedherein but will be implemented in various forms. The embodiments havemade disclosure of the disclosure complete and are provided so thatthose skilled in the art can easily understand the scope of thedisclosure. Therefore, the disclosure will be defined by the scope ofthe appended claims. Like reference numerals throughout the descriptiondenote like elements.

In this case, it may be understood that each block of processing flowcharts and combinations of the flow charts may be performed by computerprogram instructions. Since these computer program instructions may bemounted in processors for a general computer, a special computer, orother programmable data processing apparatuses, these instructionsexecuted by the processors for the computer or the other programmabledata processing apparatuses create means performing functions describedin block(s) of the flow charts. Since these computer programinstructions may also be stored in a computer usable or computerreadable memory of a computer or other programmable data processingapparatuses in order to implement the functions in a specific scheme,the instructions stored in the computer usable or computer readablememory may also produce manufacturing articles including instructionmeans performing the functions described in block(s) of the flow charts.Since the computer program instructions may also be mounted on thecomputer or the other programmable data processing apparatuses, theinstructions performing a series of operation steps on the computer orthe other programmable data processing apparatuses to create processesexecuted by the computer to thereby execute the computer or the otherprogrammable data processing apparatuses may also provide steps forexecuting the functions described in block(s) of the flow charts.

In addition, each block may indicate some of modules, segments, or codesincluding one or more executable instructions for executing a specificlogical function(s). Further, it is to be noted that functions mentionedin the blocks occur regardless of a sequence in some alternativeembodiments. For example, two blocks that are consecutively illustratedmay be substantially simultaneously performed in fact or be performed ina reverse sequence depending on corresponding functions sometimes.

Here, the term “−unit” used in the embodiment means software or hardwarecomponents such as FPGA and ASIC and the “˜unit” performs any roles.However, the meaning of the “˜unit” is not limited to software orhardware. The ˜unit’ may be configured to be in a storage medium thatmay be addressed and may also be configured to reproduce one or moreprocessor. Accordingly, for example, the “˜unit” includes componentssuch as software components, object oriented software components, classcomponents, and task components and processors, functions, attributes,procedures, subroutines, segments of program code, drivers, firmware,microcode, circuit, data, database, data structures, tables, arrays, andvariables. The functions provided in the components and the “˜units” maybe combined with a smaller number of components and the “˜units” or maybe further separated into additional components and “˜units.” Inaddition, the components and the “˜units” may also be implemented toreproduce one or more CPUs within a device or a security multimediacard.

First Embodiment

Hereinafter, an operation principle of the disclosure will be describedin detail with reference to the accompanying drawings. Hereinafter, whenit is determined that the detailed description of the known art relatedto the disclosure may obscure the gist of the disclosure, the detaileddescription thereof will be omitted. Further, the followingterminologies are defined in consideration of the functions in thedisclosure and may be construed in different ways by the intention orpractice of users and operators. Therefore, the definitions thereofshould be construed based on the contents throughout the specification.

Terms identifying an access node, terms indicating network entity, termsindicating messages, terms indicating an interface between networkentities, terms indicating various types of identification information,and so on that are used in the following description are exemplified forconvenience of explanation. Accordingly, the disclosure is not limitedto terms to be described below and other terms indicating objects havingthe equivalent technical meaning may be used.

Hereafter, for convenience of explanation, the disclosure uses terms andnames defined in the 3rd generation partnership project long termevolution (3GPP LTE) that is the latest standard among the currentlycommunication standards. However, the disclosure is not limited to theterms and names but may also be identically applied even to the systemaccording to other standards. In particular, the disclosure may beapplied to 3GPP new radio (NR) (e.g., 5G mobile communication standard).

FIG. 1A is a diagram illustrating a structure of an LTE system accordingto embodiments of the present disclosure.

Referring to FIG. 1A, the wireless communication system is configured toinclude a plurality of base stations 1 a-05, 1 a-10, 1 a-15, and 1 a-20,a mobility management entity (MME) 1 a-20, a serving-gateway (S-GW) 1a-30. A user equipment (hereinafter, UE or terminal) 1 a-35 accesses anexternal network through the base stations 1 a-05, 1 a-10, 1 a-15, and 1a-20 and the S-GW 1 a-30.

The base stations 1 a-05, 1 a-10, 1 a-15, and 1 a-20 are access nodes ofa cellular network and provide a radio access to terminals that accessesa network. That is, in order to serve traffic of users, the basestations 1 a-05, 1 a-10, 1 a-15, and 1 a-20 collect and schedule statusinformation such as a buffer status, an available transmission powerstatus, a channel status, or the like of the terminals, therebysupporting a connection between the terminals and a core network (CN).The MME 1 a-25 is an apparatus for performing various control functionsas well as a mobility management function for the terminal and isconnected to a plurality of base stations, and the S-GW 1 a-30 is anapparatus for providing a data bearer. Further, the MME 1 a-25 and theS-GW 1 a-30 may further perform authentication, bearer management, andthe like on the terminal accessing the network and may process packetsthat are to be received from the base stations 1 a-05, 1 a-10, 1 a-15,and 1 a-20 and packets that are to be transmitted to the base stations 1a-05, 1 a-10, 1 a-15, and 1 a-20.

FIG. 1B is a diagram illustrating a radio protocol structure in the LTEsystem according to embodiments of the present disclosure.

Referring to FIG. 1B, the radio protocol of the LTE system consists ofpacket data convergence protocols (PDCPs) 1 b-05 and 1 b-40, radio linkcontrols (RLCs) 1 b-10 and 1 b-35, and medium access controls (MMCs) 1b-15 and 1 b-30 in the terminal and the ENB, respectively. The packetdata convergence protocols (PDCPs) 1 b-05 and 1 b-40 performs operationssuch as compression/recovery of an IP header, and the radio linkcontrols (hereinafter, referred to as RLC) 1 b-10 and 1 b-35 reconfigurea PDCP packet data unit (PDU) to be an appropriate size. The MACs 1 b-15and 1 b-30 are connected to several RLC layer devices configured in oneterminal and perform an operation of multiplexing RLC PDUs in an MAC PDUand demultiplexing the RLC PDUs from the MAC PDU.

Physical layers 1 b-20 and 1 b-25 perform an operation of channel-codingand modulating higher layer data, making the higher layer data as anOFDM symbol and transmitting them to a radio channel, or demodulatingand channel-decoding the OFDM symbol received through the radio channeland transmitting the demodulated and channel-decoded OFDM symbol to thehigher layer. Further, the physical layer uses a hybrid ARQ (HARQ) foradditional error correction and a receiving end transmits whether toreceive the packet transmitted from a transmitting end in 1 bit. This iscalled HARQ ACK/NACK information. The downlink HARQ ACK/NACK informationon the uplink transmission may be transmitted on a physical hybrid-ARQindicator channel (PHICH) physical channel, and the uplink HARQ ACK/NACKinformation on the downlink transmission may be transmitted on aphysical uplink control channel (PUCCH) or physical uplink sharedchannel (PUSCH) physical channel.

As the HARQ transmission scheme, there are asynchronous HARQ andsynchronous HARQ. The asynchronous HARQ is a scheme in whichretransmission timing is not fixed when a (re) transmission fails andthe synchronous HARQ is a scheme in which retransmission timing is fixed(e.g., 8 ms) when a (re)transmission fails. In addition, a plurality oftransmission and reception may be performed in parallel for the downlinkand the uplink to one terminal, and each transmission is divided intoHARQ process identifiers.

On the other hand, since the retransmission timing is not defined in theasynchronous HARQ, the base station provides information on which HARQprocess this transmission belongs to and whether this transmission isinitial transmission or retransmission through the physical downlinkcontrol channel (PDCCH) physical channel every time the retransmissionis performed. More specifically, information on which HARQ process thistransmission is transmitted through the HARQ process ID field in thePDCCH, and information on whether this transmission is the initialtransmission or the retransmission indicates retransmission when thecorresponding bit is not changed compared to the existing value andindicates new transmission when the corresponding bit is changed toother values new transmission, using a new data indicator (NDI) bit inthe PDCCH. Accordingly, the terminal receives the resource allocationinformation in the PDCCH transmitted by the base station to understandthe details of the corresponding transmission, receive the actual datathrough the physical downlink shared channel (PDSCH) physical channel inthe case of the downlink, and transmits actual data transmitted throughthe physical uplink shared channel (PUSCH) physical channel in the caseof the uplink.

Although not illustrated in the drawings, each radio resource control(hereinafter, referred to as RRC) layer is present at an upper part ofthe PDCP layer of the terminal and the base station, and the RRC layermay receive and transmit access and measurement related control messagesfor a radio resource control.

FIG. 1C is a diagram illustrating a random access procedure in the LTEsystem according to embodiments of the present disclosure. Similarprocedures and terms are used in the 5G system to which the disclosureis applied, so the procedure will be briefly explained for the sake ofunderstanding.

A terminal 1 c-01 performs a random access by performing the followingprocedures in various cases where initial access to the base station,reconnection, handover, and other random access are required.

First, the terminal 1 c-01 transmits a random access preamble to aphysical channel for the random access for connection to the basestation 1 c-03 (1 c-11). In the LTE system, the physical channel isreferred to as a physical random access channel (PRACH), and one or moreterminals transmit a random access preamble simultaneously with thecorresponding PRACH resource. Also, the random access preamble may havea plurality of preamble identifiers in accordance with a standard inspecific sequence specifically designed to be able to be received evenif being transmitted before being completely synchronized with the basestation. If there is a plurality of preamble identifiers, the preamblethat the terminal transmits may be randomly selected by the terminal ormay be a specific preamble designated by the base station.

When the base station receives the preamble, the base station transmitsa random access response (hereinafter, referred to as RAR) message tothe terminal (1 c-13). The RAR message includes uplink transmissiontiming correction information, uplink resource allocation informationand terminal identifier information to be used in a subsequent step(i.e., step (1 c-15)) as well as the identifier information of thepreamble used in the step (1 c-01). For example, in step (1 c-11), whena plurality of terminals attempt random access by transmitting differentpreambles, the preamble identifier information is transmitted in orderto indicate which RAR message is a response message for a preamble. Theuplink resource allocation information is detailed information of aresource to be used by the terminal in step (1 c-15), and includesphysical location and size of the resource, a modulation and codingscheme used for transmission, power control information fortransmission, and the like. When the terminal transmitting a preambleperforms initial connection, since the terminal does not possess anidentifier allocated to the base station for communication with the basestation, the temporary UE identifier information is a value transmittedfor use therefor.

The RAR message must be transmitted within a predetermined period aftera predetermined time after the preamble is transmitted and the period isreferred to as a RAR window. Further, when the RAR message istransmitted, the base station schedules the RAR message through thePDCCH, and the corresponding scheduling information is scrambled using arandom access-radio network temporary identifier (RA-RNTI), and theRA-RANTI is mapped with an PRACH resource used for transmitting the (1c-11) message and a UE that transmits the preamble to a specific PRACHresource attempts to receive the PDCCH based on the RA-RNTI anddetermines whether there is a corresponding RAR message.

The terminal that receives the RAR message transmits a different messageto the resources allocated to the RAR message according to theabove-described various purposes (1 c-15). A third transmitted messageis also referred to as Msg3 in the illustrated drawing (that is, apreamble of step (1 c-11) is referred to as Msg1 and a RAR of step (1c-13) is also referred to as Msg2). As an example of the Msg3,transmitted by the terminal, is an RRConnectionRequest message which isa message of an RRC layer in case of the initial connection and anRRCConnectionReestablishmentRequest message is transmitted, and anRRCConnectionReconfigurationComplete message is transmitted in case ofhandover. Alternatively, a buffer status report (BSR) message for aresource request, etc. may be transmitted.

Thereafter, in case of the initial transmission (i.e., when the basestation identifier information allocated to the terminal is not includedin the Msg3, etc.), the terminal receives a contention resolutionmessage from the base station (1 c-17) and the contention resolutionmessage includes contents which the terminal transmits in the Msg3 as itis, and as a result, even when there is a plurality of UEs selecting thesame preamble in step (1 c-11), it may be informed which UE of aresponse the contention resolution message is.

FIG. 1D is a diagram illustrating an example of a frame structure usedin the 5G system according to embodiments of the present disclosure.

The 5G system may consider a scenario that is operated at a highfrequency to secure a wide frequency bandwidth for a high transmissionspeed and a scenario that generates a beam to transmit data because ofdifficulty in a signal transmission at a high frequency.

Accordingly, a scenario of performing communication using differentbeams when the base station or a transmission/reception point (TRP) 1d-01 communicates with terminals 1 d-71, 1 d-73, 1 d-75, 1 d-77, and 1d-79 in a cell may be considered. That is, in this exemplary drawing, ascenario to allow the terminal 1 1 d-71 to perform communication usingbeam #1 1 b-51 and the terminal 2 1 d-73 to perform communication usingbeam #5 1 d-55, and the terminal 3, 4, and 5 1 d-75, 1 d-77, and 1 d-79to perform communication using beam #7 1 d-57 is assumed.

To measure which beam the terminal uses to communicate with the TRP, anoverhead subframe (osf) 1 d-03 exists in time. In the osf, the basestation transmits symbols transmits a reference signal using differentbeams by symbol (or over several symbols). In the exemplary drawings, itis assumed that the beam transmitted by the base station includes 12beams from #1 1 d-51 to #12 1 d-62 and in the osf, different beams aretransmitted while being swept every symbol. That is, each beam istransmitted by each symbol (for example, transmission of the beam #1 1d-51 in a first symbol 1 d-31), and thus the terminal may measure whichof the signals from which of the beams transmitted within the osf isstrongest.

In the exemplary drawing, a scenario in which the corresponding osf isrepeated every 25 subframes is assumed, and the remaining 24 subframesare a data subframe (dsf) 1 d-05 in which general data are transmittedand received.

Accordingly, a scenario to allow the terminals 3, 4, and 5 1 d-75, 1d-77, and 1 d-79 to perform communication using the beam #7 in commonaccording to the scheduling of the base station (1 d-11), the terminal 11 d-71 to perform communication using the beam #1 (1 d-13), and theterminal 2 1 d-73 to perform communication using the beam 35 is assumed(1 d-15).

The exemplary drawing mainly illustrates the transmission beam #1 1 d-51to the transmission beam #12 1 d-62 of the base station, but mayadditionally consider the reception beam (for example, (1 d-81) (1 d-83)(1 d-85) and (1 d-87) of the terminal 1 1 d-71) of the terminal forreceiving the transmission beam of the base station. In the exemplaryembodiment, the terminal 1 has four beams 1 d-81, 1 d-83, 1 d-85, and 1d-87 and may perform beam sweeping to determine which beam has the bestreception performance. At this time, if a plurality of beams may not beused at the same time, one reception beam may be used for each osf andthus several osf are received as many as the number of reception beams,such that the transmission beam of the base station and the receptionbeam of the terminal may be found.

On the other hand, communication may be broken due to movement of theterminal while communicating using the beam, which is referred to asbeam failure. At this time, a process of recovering the beam to acorrect beam according to a position of the terminal is referred to asbeam failure recovery. As a detailed scheme of the beam failurerecovery, two methods will be described in the disclosure. A firstmethod is a non-contention-based or contention-free beam failurerecovery method (called Type 1 BFR) and a second method is acontention-based beam failure recovery method (called Type 2 BFR).

FIG. 1E is an exemplary diagram of a message flow between a terminal anda base station when using a non-contention-based beam failure recoverymethod (Type 1 BFR) according to embodiments of the present disclosure.

As described above, when it is determined that the terminal has a badconnection with a current beam and the beam failure occurs, the terminalfirst selects a beam corresponding to a best signal among beams having alarger reception signal than ssb-Threshold or csi-Threshold which is athreshold value set by the base station based on a received signalstrength of a reference signal which the base station transmits by eachbeam. The reference signal may be a synchronization reference signal(SS) transmitted by the base station for synchronization, or may be achannel state information reference signal (CSI-RS) for measuring achannel state.

The base station may allocate a random access preamble identifier forrecovery of the beam failure for each beam to the terminal or mayallocate a separate random access transmission resource on atime/frequency basis. As a result, when there is informationcorresponding to the selected beam, the terminal selects a random accesspreamble according to the selected information and selects a resource onthe preamble time/frequency to be transmitted (1 e-13) (1 e-15) andtransmits the selected preamble to the base station (1 e-21). Aftertransmitting the preamble, the terminal drives a timer namedbfr-ResponseWindow to receive a beam failure recovery response after apredetermined time (for example, after an X OFDM symbol) (1 e-23). Inthis case, since the base station knows the preamble to be transmittedby the terminal, a dedicated timer window (i.e., bfr-ResponseWindow) forthe BFR operation is driven instead of a timer window (ra-ResponseWindowto be described later) corresponding to the preamble.

When the PDCCH indicated by a C-RNTI (for downlink or uplink resourceallocation), which is an identifier in a cell of the terminal during thedriving of the bfr-ResponseWindow timer is received, the terminalregards the random access to be successful (1 e-25). Meanwhile, when thePDCCH indicated by the C-RNTI (for downlink or uplink resourceallocation), which is the identifier in the cell of the terminal duringthe driving of the bfr-ResponseWindow timer is not received, theterminal performs an operation of selecting the Type 1 BFR and the Type2 BFR to be described later.

Meanwhile, when the random access is regarded as successful and therecovery is successful, even if the terminal uses separate random accesstransmission resources and random access preamble identifiers on thetime/frequency previously set from the base station, the terminalcontinuously the random access transmission resource and the randomaccess preamble identifier to be recycled even when a beam failuresituation occurs similarly later without resetting separate resetting ofthe base station.

However, if a dedicated preamble resource and an identifier areconfigured for handover in which the terminal moves from the basestation to another base station, the dedicated preamble resource and theidentifier that are configured are deleted after a successful randomaccess procedure.

FIG. 1F is an exemplary diagram of a message flow between a terminal anda base station when using a contention-based beam failure recoverymethod (Type 2 BFR) according to embodiments of the present disclosure.

As described above, when it is determined that the terminal has a badconnection with a current beam and the beam failure occurs, the terminalfirst selects a beam corresponding to a best signal among beams having alarger reception signal than ssb-Threshold or csi-Threshold which is athreshold value set by the base station based on a received signalstrength of a reference signal which the base station transmits by eachbeam. The reference signal may be a synchronization reference signal(SS) transmitted by the base station for synchronization, or may be achannel state information reference signal (CSI-RS) for measuring achannel state.

The base station may allocate a random access preamble identifier forrecovery of the beam failure for each beam to the terminal or mayallocate a separate random access transmission resource on atime/frequency basis. However, in this example, it is assumed that thereis no corresponding information in the selected beam, and as a result,the terminal selects an arbitrary preamble (1 f-17). In this case, thepreamble may be divided into two groups as group A and group B and thegroup B is transmitted when a size of a message to be transmittedafterward is equal to or more than a set size and a downlink receivedsignal is sufficiently large. Since the terminal needs to inform onlythat the beam is selected through the BFR operation, the terminalcontinuously selects one of group A random access preambles in case ofType 2 BFR. Then, the terminal transmits the selected preamble to thebase station (1 f-21).

After transmitting the preamble, the terminal drives a timer namedra-ResponseWindow to receive a random access response after apredetermined time (for example, after an X OFDM symbol) (1 f-23).Thereafter, when the random access message (RAR) is received within thera-ResposneWindow (1 f-25), Msg3 is transmitted according to the uplinkresource allocation included in the RAR message (1 f-27) and anra-ContentionResolutionTimer timer is driven. The Msg3 includes a C-RNTIMAC Control Element (CE) used to transmit an intra-cell identifier ofthe terminal to inform the base station of random access by the terminalthrough the beam. When the base station correctly receives the Msg3, thebase station transmits the PDCCH indicated by the C-RNTI of thecorresponding UE in step (1 f-29) and the terminal that receives thePDCCH regards that the random access is successfully completed. When theRAR is not received in the ra-ResponseWindow or the PDCCH is notreceived in the ra-Contention ResolutionTimer, the terminal performs therandom access again.

The base station may transmit backoff information in order to control aload when many terminals in the cell perform the random access. Forexample, when the base station receives a backoff value transmitted fromthe base station, the terminal selects an arbitrary value between 0 andthe backoff value to delay transmission of the preamble. However, whenthe terminal performs the BFR operation, preamble retransmission may beperformed immediately without applying the received backoff informationin order to preferentially recover the beam.

FIG. 1G is a diagram illustrating a message flow between the terminaland the base station when the Type 1 and the Type 2 beam failurerecovery methods are used according to embodiments of the presentdisclosure.

In the illustrated drawing, the terminal successfully accesses the basestation and transitions to a connected state (RRC CONNECTED state), sothat the terminal may transmit and receive data to and from the basestation. Thereafter, the terminal receives an RRC connectionreconfiguration message (RRConnectionReconfiguration message) from thebase station to receive dedicated resource and beam failure recoveryrelated configurations that may be used when the beam failure occurs.

Dedicated resource information which may be used when the beam failureoccurs includes the following information: set of random access preambleidentifiers for each beam and/or a preamble transmission resource(PRACH) on time/frequency; upstream band or uplink partial band(bandwidth Part) that transmits the preamble when performing a BFRprocedure; and downlink band or downlink partial band of monitoring thePDCCH when performing the BFR procedure;

The beam failure recovery related configurations includes the followinginformation: beamFailureRecoveryTimer (a time that the beam failurerecovery may be completed; if the beam failure recovery is not completedwithin the timer operation, the beam failure recovery is unsuccessful);ssb-Threshold, csi-Threshold: Threshold value for selecting a beam to berecovered in the beam failure recovery; and bft-ResponseWindow: Timewindow for receiving a response to the preamble in the non-contentionbased beam failure recovery

Thereafter, the terminal and the base station may transmit and receivedata through the beam used in a frequency band (part) in which theterminal and the base station currently operate (1 g-15) and then detectthe beam failure due to movement of the terminal (1 g-21). The terminalthat senses the beam failure drives beamFailureRecoveryTimer (1 g-23)and first selects the beam corresponding the best signal among the beamshaving a larger received signal than the ssb-Threshold or csi-Thresholdwhich is the threshold value set by the base station among signalstransmitted by the base station (1 g-25). This is referred to asEmbodiment 1-1.

Alternatively, the random access preamble identifier for recovering thebeam failure in case of the beam failure, which will be described later,among the beams transmitted by the base station may be allocated and/orthe beam corresponding to the best signal may be first selected amongthe beams having the larger received signal than the ssb-Threshold orcsi-Threshold which is the threshold value set by the base station onlyfor a beam which is allocated with a separate random access transmissionresource on the time/frequency (1 g-25). This is referred to asEmbodiment 1-2. For example, a scenario may be considered, in which whenamong 8 beams (beam 1, beam 2, . . . , beam 8) of the base station, adedicated resource is configured set in step (1 g-11) for beam 1 to beam4 in the base station and the dedicated resource is not configured forbeam 5 to beam 8, the terminal determines a beam which exceeding thethreshold value and when only beam 3 and beam 7 satisfy a condition, asignal of beam 7 is better than the signal of beam 3. In this case,according to Embodiment 1-1, beam 7 is selected and according toEmbodiment 1-2, the signal of beam 7 is better, but beam 3 is selectedand recovered to perform quick recovery.

The reference signal may be a synchronization reference signal (SS)transmitted by the base station for synchronization, or may be a channelstate information reference signal (CSI-RS) for measuring a channelstate.

In step (1 g-11), the base station may allocate a random access preambleidentifier for recovery of the beam failure for each beam to theterminal or may allocate a separate random access transmission resourceon a time/frequency basis or may not transmit the separate random accesstransmission resource or a scenario of allocating the separate randomaccess transmission resource only to some beams is also available. Whenthere is a dedicated resource configured in step (1 g-11) in the beam(or an SS block (a set of the SS and a basic system information block))selected in step (1 g-25), the terminal performs the above-describedType 1 BFR operation and if not (that is, when there is no configureddedicated resource), the terminal performs the Type 2 BFR operation (1g-27).

When the selected BFR type is Type 1 (i.e., FIG. 1E), if the terminaltransmits the preamble to the corresponding cell (1 e-21) and does notreceive the PDCCH within bft-ResponseWindow (1 e-23) (1 e-25), theterminal repeats the operation until the random access is successfulthrough step (1 g-25) of selecting the beam again or until thebeamFailureRecoveryTimer expires.

When the selected BFR type is Type 2 (i.e., FIG. 1F), the operation isrepeated until the random access is successful or until thebeamFailureRecoveryTimer expires according to the maximum number ofrandom access transmission times.

When the preamble is transmitted in the operations, the terminal maydirectly transmit the preamble to SCell. This is to inform the basestation of a cell in which the beam failure occurs by the terminal.

When the random access is successfully completed until thebeamFailureRecoveryTimer expires, the beam failure recovery is regardedas successful and the beamFailureRecoveryTimer timer is stopped.

However, when the beamFailureRecoveryTimer expires, a differentoperation is performed according to the type of cell in which the beamfailure occurs (1 g-31), When the cell in which the beam failurecurrently occurs is PCell, it is regarded that a radio link failureoccurs and a neighboring cell having a largest signal is selected tore-establish the connection to the corresponding cell. When the cell inwhich the beam failure occurs is PSCell (i.e., a representative cell ofnot a main base station but a sub main station in a multiple connectiontechnique (a technique of simultaneously using two base stations)), itis reported to the main base station that a problem occurs in the subbase station. When the cell in which the beam failure currently occursis SCell, the terminal may transmit a message reporting that the beamfailure recovery is unsuccessful to the representative cell (i.e., PCellor PSCell) of the corresponding SCell (1 g-35).

The base station that receives the message releases the correspondingSCell or PSCell or recovers the corresponding SCell or PSCell again andre-establishes the corresponding SCell or PSCell to normalize theconnection (1 g-37). Meanwhile, when the dedicated preamble resource andthe identifier are configured in Type 1 BFR, the corresponding resourceis maintained when the random access is successful as described above.However, when the beamFailureRecoveryTimer expires and the random accessis unsuccessful, the random access may be unsuccessful even though thededicated preamble and the identifier are used, the dedicated preambleresource and the identifier configured for the Type 1 BFR are deleted (1g-33).

However, the dedicated preamble resource and the identifier to be usedin handover to move the terminal to another base station among thededicated preamble resources and identifiers to be deleted are notdeleted.

FIG. 1H is an exemplary diagram of an operation sequence of the terminalwhen the Type 1 and the Type 2 beam failure recovery methods are usedaccording to embodiments of the present disclosure.

In the illustrated drawing, it is assumed that the terminal successfullyaccesses the base station and transitions to the connected state (RRCCONNECTED state), so that the terminal may transmit and receive data toand from the base station. The terminal receives an RRC connectionreconfiguration message (RRConnectionReconfiguration message) from thebase station to receive dedicated resource and beam failure recoveryrelated configurations that may be used when the beam failure occurs (1h-03).

Dedicated resource information which may be used when the beam failureoccurs includes the following information: set of random access preambleidentifiers for each beam and/or a preamble transmission resource(PRACH) on time/frequency; upstream band or uplink partial band(bandwidth Part) that transmits the preamble when performing a BFRprocedure; and downlink band or downlink partial band of monitoring thePDCCH when performing the BFR procedure.

The beam failure recovery related configurations includes the followinginformation: beamFailureRecoveryTimer (a time that the beam failurerecovery may be completed; if the beam failure recovery is not completedwithin the timer operation, the beam failure recovery is unsuccessful);ssb-Threshold, csi-Threshold: Threshold value for selecting a beam to berecovered in the beam failure recovery; and bft-ResponseWindow: Timewindow for receiving a response to the preamble in the non-contentionbased beam failure recovery.

Thereafter, the terminal may transmit and receive data to and from thebase station through the beam used in a frequency band (part) in whichthe terminal and the base station currently operate (1 h-05) and thendetect the beam failure due to movement of the terminal (1 h-07). The UEthat senses the beam failure drives beamFailureRecoveryTimer and firstselects the beam corresponding to the best signal among the beams havinga larger received signal than the ssb-Threshold or csi-Threshold whichis the threshold value set by the base station among signals transmittedby the base station (1 h-09). This is referred to as Embodiment 1-1.Alternatively, the random access preamble identifier for recovering thebeam failure in case of the beam failure, which will be described later,among the beams transmitted by the base station may be allocated and/orthe beam corresponding to the best signal may be first selected amongthe beams having the larger received signal than the ssb-Threshold orcsi-Threshold which is the threshold value set by the base station onlyfor a beam which is allocated with a separate random access transmissionresource on the time/frequency (1 h-09). This is referred to asEmbodiment 1-2.

For example, a scenario may be considered, in which when among 8 beams(beam 1, beam 2, . . . , bema 8) of the base station, a dedicatedresource is configured set in step (1 h-03) for beam 1 to beam 4 in thebase station and the dedicated resource is not configured for beam 5 tobeam 8, the terminal determines a beam which exceeding the thresholdvalue and when only beam 3 and beam 7 satisfy a condition, a signal ofbeam 7 is better than the signal of beam 3. In this case, according toEmbodiment 1-1, beam 7 is selected and according to Embodiment 1-2, thesignal of beam 7 is better, but beam 3 is selected and recovered toperform quick recovery.

The reference signal may be a synchronization reference signal (SS)transmitted by the base station for synchronization, or may be a channelstate information reference signal (CSI-RS) for measuring a channelstate.

When there is a dedicated resource configured in step (1 h-03) in thebeam (or an SS block (a set of the SS and a basic system informationblock)) selected in step (1 h-09), the terminal performs theabove-described Type 1 BFR operation (1 h-13) and if not (that is, whenthere is no configured dedicated resource), the terminal performs theType 2 BFR operation (1 h-14).

When the selected BFR type is Type 1 (i.e., FIG. 1E), if the terminaltransmits the preamble to the corresponding cell (1 e-21) and does notreceive the PDCCH within bft-ResponseWindow (1 e-23) (1 e-25), theterminal repeats the operation until the random access is successfulthrough step (1 h-09) of selecting the beam again or until thebeamFailureRecoveryTimer expires.

When the selected BFR type is Type 2 (i.e., FIG. 1F), the operation isrepeated until the random access is successful or until thebeamFailureRecoveryTimer expires according to the maximum number ofrandom access transmission times.

When the preamble is transmitted in the operations, the terminal maydirectly transmit the preamble to SCell. This is to inform the basestation of a cell in which the beam failure occurs by the terminal.

When the random access is successfully completed until thebeamFailureRecoveryTimer expires (1 h-15), the beam failure recovery isregarded as successful and the beamFailureRecoveryTimer timer is stoppedand the preamble used for the beam failure recovery is maintained as itis (1 h-17). This is to use the existing configured dedicated resourceagain without reconfiguration by the base station when the beam failureoccurs again afterwards.

However, when the beamFailureRecoveryTimer expires or the random accessis unsuccessful due to arrival of the maximum number of random accesstransmission times before the beamFailureRecoveryTimer expires, theterminal discards the dedicated preamble resource and the identifierconfigured for the Type 1 BFR (1 h-19). This is to prevent the resourcein which the beam recovery is already unsuccessful from being usedagain.

Thereafter, a different operation is performed according to the type ofcell in which the beam failure occurs (1 h-21). The UE may be configuredwith and use a plurality of cells of one base station and this is calleda carrier aggregation technique. In this case, a primary cell isreferred to as PCell and a secondary cell is referred to as SCell.Moreover, the terminal may be configured with and use the cells from twobase stations and this is called a dual connectivity technique. When thecell in which the beam failure currently occurs is PCell, it is regardedthat a radio link failure occurs and a neighboring cell having a largestsignal is selected to re-establish the connection to the correspondingcell. When the cell in which the beam failure occurs is PSCell (i.e., arepresentative cell of not a main base station but a sub main station ina multiple connection technique (a technique of simultaneously using twobase stations)), it is reported to the main base station that a problemoccurs in the sub base station. When the cell in which the beam failurecurrently occurs is SCell, the terminal may transmit a message reportingthat the beam failure recovery is unsuccessful to the representativecell (i.e., PCell or PSCell) of the corresponding SCell (1 g-35). Thisis to allow the base station to release the corresponding SCell orPSCell, or to recover and re-establish the corresponding SCell or PSCellto normalize the connection.

FIG. 1I is a diagram illustrating a block configuration of the terminalaccording to embodiments of the present disclosure.

Referring to FIG. 1I, the terminal includes a radio frequency (RF)processor 1 i-10, a baseband processor 1 i-20, a memory 1 i-30, and acontroller 1 i-40.

The RF processor 1 i-10 serves to transmit and receive a signal througha radio channel, such as band conversion and amplification of a signal.That is, the RF processor 1 i-10 up-converts a baseband signal providedfrom the baseband processor 1 i-20 into an RF band signal and thentransmits the RF band signal through an antenna and down-converts the RFband signal received through the antenna into the baseband signal. Forexample, the RF processor 1 i-10 may include a transmitting filter, areceiving filter, an amplifier, a mixer, an oscillator, a digital toanalog converter (DAC), an analog to digital converter (ADC), or thelike. FIG. 1I illustrates only one antenna but the terminal may includea plurality of antennas. Further, the RF processor 1 i-10 may include aplurality of RF chains. Further, the RF processor 1 i-10 may performbeamforming. For the beamforming, the RF processor 1 i-10 may adjust aphase and a size of each of the signals transmitted and received througha plurality of antennas or antenna elements.

The baseband processor 1 i-20 performs a conversion function between abaseband signal and a bit string according to a physical layer standardof a system. For example, when data are transmitted, the basebandprocessor 1 i-20 generates complex symbols by coding and modulating atransmitted bit string. Further, when data are received, the basebandprocessor 1 i-20 recovers the received bit string by demodulating anddecoding the baseband signal provided from the RF processor 1 i-10. Forexample, according to the orthogonal frequency division multiplexing(OFDM) scheme, when data are transmitted, the baseband processor 1 i-20generates the complex symbols by coding and modulating the transmittingbit string, maps the complex symbols to sub-carriers, and then performsan inverse fast Fourier transform (IFFT) operation and a cyclic prefix(CP) insertion to construct the OFDM symbols. Further, when data arereceived, the baseband processor 1 i-20 divides the baseband signalprovided from the RF processor 1 i-10 in an OFDM symbol unit andrecovers the signals mapped to the sub-carriers by a fast Fouriertransform (FFT) operation and then recovers the received bit string bythe modulation and decoding.

The baseband processor 1 i-20 and the RF processor 1 i-10 transmit andreceive a signal as described above. Therefore, the baseband processor 1i-20 and the RF processor 1 i-10 may be called a transmitter, areceiver, a transceiver, or a communication unit. Further, at least oneof the baseband processor 1 i-20 and the RF processor 1 i-10 may includedifferent communication modules to process signals in differentfrequency bands. Further, different frequency bands may include a superhigh frequency (SHF) (for example: 2.5 GHz, 5 GHz) band, a millimeterwave (for example: 60 GHz) band.

The memory 1 i-30 stores data such as basic programs, applicationprograms, and configuration information for the operation of theterminal.

The controller 1 i-40 controls the overall operations of the terminal.For example, the controller 1 i-40 transmits and receives a signalthrough the baseband processor 1 i-20 and the RF processor 1 i-10.Further, the controller 1 i-40 records and reads data in and from thememory 1 i-30. For this purpose, the controller 1 i-40 may include atleast one processor. For example, the controller 1 i-40 may include acommunication processor (CP) performing a control for communication andan application processor (AP) controlling an upper layer such as theapplication programs. According to the embodiment of the disclosure, thecontroller 1 i-40 includes a multi-link processor 1 i-42 that performsthe processing to be operated in a multi-link mode. For example, thecontroller 1 f-40 may control the terminal to perform the procedureillustrated in the operation of the terminal illustrated in FIG. 1F.

When receiving the beam failure indicator from the RF processor and thebaseband processor of the terminal, the controller 1 i-40 of theterminal according to the embodiment of the disclosure selects a beamaccording to the parameter set from the base station and selects a beamfailure recovery method with the selected beam to perform recoveryaccording to the selected beam failure recovery method.

The methods according to the embodiments described in claims orspecification of the disclosure may be implemented in hardware,software, or a combination of hardware and software.

When the methods are implemented in the software, a computer readablestorage medium storing at least one program (software module) may beprovided. At least one programs stored in the computer readable storagemedium is configured for execution by at least one processor within anelectronic device. At least one program includes instructions that allowthe electronic device to execute the methods according to theembodiments described in the claims or specification of the disclosure.

The program (software module, software) may be stored in a random accessmemory, a non-volatile memory including a flash memory, a read onlymemory (ROM), an electrically erasable programmable read only memory(EEPROM), a magnetic disc storage device, a compact disc-ROM (CD-ROM),digital versatile discs (DVDs) or other types of optical storagedevices, and a magnetic cassette. Alternatively, the programs may bestored in the memory that is configured of combinations of some or allof the memories. Further, each configuration memory may also be includedin plural.

Further, the program may be stored in an attachable storage device thatmay be accessed through communication networks such as Internet, anintranet, a local area network (LAN), a wide LAN (WLAN), and a storagearea network (SAN) or a communication network configured in acombination thereof. The storage device may access a device performingthe embodiment of the disclosure through an external port. Further, aseparate storage device on the communication network may also access theapparatus performing the embodiment of the disclosure.

In the detailed embodiments of the disclosure, components included inthe disclosure are represented by a singular number or a plural numberaccording to the detailed embodiment as described above. However, theexpressions of the singular number or the plural number are selected tomeet the situations proposed for convenience of explanation and thedisclosure is not limited to the single component or the pluralcomponents and even though the components are represented in plural, thecomponent may be configured in a singular number or even though thecomponents are represented in a singular number, the component may beconfigured in plural.

While the disclosure has been described in connection with the exemplaryembodiments thereof, various modifications and variations can be madewithout departing from the scope of the disclosure. Therefore, the scopeof the disclosure should be not construed as being limited to thedescribed exemplary embodiments but be defined by the appended claims aswell as equivalents thereto.

Second Embodiment

Generally, a mobile communication system has been developed to providecommunication while securing mobility of a user. The mobilecommunication system may provide a voice communication service and ahigh-speed data communication service by virtue of the rapid progress oftechnologies. In such a wireless mobile communication system, theterminal frequently receives services intermittently rather thancontinuously receiving services for a long period of time. Therefore,when the terminal always receives and confirms the signal of the basestation continuously, power of the terminal will be consumed quickly.Therefore, it is very important to reduce such power consumption. As aresult, the terminal is made to transition from an RRC connected mode toan RRC idle mode to be in the standby mode. However, many signalingprocedures are required until the terminal is in the standby mode andthen is switched back to the RRC connected mode.

Therefore, in a next generation mobile communication system, it ispossible to define a RRC inactive mode or a lightly-connected mode toshorten the signaling procedure and enable quick connection and save UEpower like the standby mode, However, there is a need for an efficientmethod to switch from the RRC connected mode to the RRC inactive mode(or lighted connected mode). As described above, in the RRC inactivemode, a battery of the terminal is saved, and the terminal may configurethe quick connection with small signaling overhead when connecting tothe network, An RRC message transmission method and procedure requiredfor transmitting/receiving an RRC message by the terminal in the RRCinactive mode with respect to various cases needs to be defined. In theabove description, various cases may correspond to a procedure in whichthe network switches the terminal to the RRC inactive mode/RRC idlemode/RRC connected mode, a procedure for a case where the network/basestation fails to confirm a terminal context for a corresponding UEidentifier when the terminal in the RRC inactive mode attempts theconnection with the terminal identifier, a procedure of reporting to acore network whether to support the RRC inactive mode of the terminaland the base station.

Hereinafter, an operation principle of the disclosure will be describedin detail with reference to the accompanying drawings. Hereinafter, whenit is determined that the detailed description of the known art relatedto the disclosure may obscure the gist of the disclosure, the detaileddescription thereof will be omitted. Further, the followingterminologies are defined in consideration of the functions in thedisclosure and may be construed in different ways by the intention orpractice of users and operators. Therefore, the definitions thereofshould be construed based on the contents throughout the specification.

Hereinafter, if it is determined that the detailed description of theknown art related to the disclosure may obscure the gist of thedisclosure, the detailed description thereof will be omitted.Hereinafter, embodiments of the disclosure will be described in detailwith reference to the accompanying drawings.

Terms identifying an access node, terms indicating network entity, termsindicating messages, terms indicating an interface between networkentities, terms indicating various types of identification information,and so on that are used in the following description are exemplified forconvenience of explanation. Accordingly, the disclosure is not limitedto terms to be described below and other terms indicating objects havingthe equivalent technical meaning may be used.

Hereafter, for convenience of explanation, the disclosure uses terms andnames defined in the 3rd generation partnership project long termevolution (3GPP LTE). However, the disclosure is not limited to theterms and names but may also be identically applied even to the systemaccording to other standards. In the disclosure, eNB can be used incombination with a gNB for convenience of explanation. That is, a basestation described by the eNB may represent the gNB.

FIG. 2A is a diagram illustrating a structure of an LTE system accordingto embodiments of the present disclosure.

As illustrated in FIG. 2A, a radio access network of an LTE system isconfigured to include next generation base stations (evolved node B,hereinafter, ENB, Node B, or base station) 2 a-05, 2 a-10, 2 a-15, and 2a-20, a mobility management entity (MME) 2 a-25, and a serving-gateway(S-GW) 2 a-30. User equipment (hereinafter, UE or terminal) 2 a-35accesses an external network through the ENBs 2 a-05 to 2 a-20 and theS-GW 2 a-30.

In FIG. 2A, the ENBs 2 a-05 to 2 a-20 correspond to the existing node Bof the UMTS system. The ENB is connected to the UE 2 a-35 through aradio channel and performs more complicated role than the existing nodeB. In the LTE system, in addition to a real-time service like a voiceover Internet protocol (VoIP) through the Internet protocol, all theuser traffics are served through a shared channel and therefore anapparatus for collecting and scheduling status information such as abuffer status, an available transmission power status, and a channelstatus of the terminals is required. Here, the eNBs 2 a-05 to 2 a-20take charge of the collecting and scheduling. One ENB generally controlsa plurality of cells. For example, to implement a transmission rate of100 Mbps, the LTE system uses, as a radio access technology, orthogonalfrequency division multiplexing (hereinafter, OFDM) in, for example, abandwidth of 20 MHz. Further, an adaptive modulation and coding(hereinafter, referred to as AMC) determining a modulation scheme and achannel coding rate according to a channel status of the terminal isapplied. The S-GW 2 a-30 is an apparatus for providing a data bearer andgenerates or removes the data bearer according to the control of the MME2 a-25. The MME is an apparatus for performing a mobility managementfunction for the terminal and various control functions and is connectedto a plurality of base stations.

FIG. 2B is a diagram illustrating a radio protocol structure in the LTEsystem according to embodiments of the present disclosure.

Referring to FIG. 2B, the radio protocol of the LTE system is configuredto include packet data convergence protocols (PDCPs) 2 b-05 and 2 b-40,radio link controls (RLCs) 2 b-10 and 2 b-35, and medium access controls(MMCs) 2 b-15 and 2 b-30, respectively, in the terminal and the ENB,respectively. The packet data convergence protocols (PDCPs) 2 b-05 and 2b-40 are in charge of operations such as IP headercompression/decompression. The main functions of the PDCP are summarizedas follows: header compression and decompression function (headercompression and decompression: ROHC only); transfer function of userdata (transfer of user data); in-sequence delivery function (in-sequencedelivery of upper layer PDUs at PDCP re-establishment procedure for RLCAM); reordering function (For split bearers in DC (only support for RLCAM): PDCP PDU routing for transmission and PDCP PDU reordering forreception); duplicate detection function (duplicate detection of lowerlayer SDUs at PDCP re-establishment procedure for RLC AM);retransmission function (retransmission of PDCP SDUs at handover and,for split bearers in DC, of PDCP PDUs at PDCP data-recovery procedure,for RLC AM); ciphering and deciphering function (Ciphering anddeciphering); and timer-based SDU discard function (Timer-based SDUdiscard in uplink).

The radio link controls (hereinafter, referred to as RLCs) 2 b-10 and 2b-35 reconfigures the PDCP packet data unit (PDU) to an appropriate sizeto perform the ARQ operation or the like. The main functions of the RLCare summarized as follows: data transfer function (Transfer of upperlayer PDUs); ARQ function (Error Correction through ARQ (only for AMdata transfer)); concatenation, segmentation, reassembly functions(concatenation, segmentation and reassembly of RLC SDUs (only for UM andAM data transfer)); re-segmentation function (re-segmentation of RLCdata PDUs (only for AM data transfer)); reordering function (reorderingof RLC data PDUs (only for UM and AM data transfer); duplicate detectionfunction (duplicate detection (only for UM and AM data transfer)); errordetection function (Protocol error detection (only for AM datatransfer)); RLC SDU discard function (RLC SDU discard (only for UM andAM data transfer)); and RLC re-establishment function (RLCre-establishment).

The MACs 2 b-15 and 2 b-30 are connected to several RLC layer entitiesconfigured in one terminal and perform an operation of multiplexing RLCPDUs into an MAC PDU and demultiplexing the RLC PDUs from the MAC PDU.The main functions of the MAC are summarized as follows: mappingfunction (mapping between logical channels and transport channels);multiplexing/demultiplexing function (multiplexing/demultiplexing of MACSDUs belonging to one or different logical channels into/from transportblocks (TB) delivered to/from the physical layer on transport channels);scheduling information reporting function (scheduling informationreporting); HARQ function (error correction through HARQ); priorityhandling function between Logical channels (priority handling betweenlogical channels of one UE); priority handling function betweenterminals (priority handling between UEs by means of dynamicscheduling); MBMS service identification function (MBMS serviceidentification); transport format selection function (transport formatselection); and padding function (padding).

Physical layers 2 b-20 and 2 b-25 perform an operation of channel-codingand modulating higher layer data, making the higher layer data as anOFDM symbol and transmitting them to a radio channel, or demodulatingand channel-decoding the OFDM symbol received through the radio channeland transmitting the demodulated and channel-decoded OFDM symbol to thehigher layer.

FIG. 2C is a diagram illustrating a structure of a next generationmobile communication system according to embodiments of the presentdisclosure.

Referring to FIG. 2C, a radio access network of a next generation mobilecommunication system (hereinafter referred to as NR or 2G) is configuredto include a next generation base station (New radio node B, hereinafterNR gNB or NR base station) 2 c-10 and a new radio core network (NR CN) 2c-05. The user terminal (new radio user equipment, hereinafter, NR UE orUE) 2 c-15 accesses the external network through the NR gNB 2 c-10 andthe NR CN 2 c-05.

In FIG. 2C, the NR gNB 2 c-10 corresponds to an evolved node B (eNB) ofthe existing LTE system. The NR gNB is connected to the NR UE 2 c-15 viaa radio channel and may provide a service superior to the existing nodeB. In the next generation mobile communication system, since all usertraffics are served through a shared channel, an apparatus forcollecting state information such as a buffer state, an availabletransmission power state, and a channel state of the UEs to performscheduling is required. The NR NB 2 c-10 may serve as the device. One NRgNB generally controls a plurality of cells. In order to realizehigh-speed data transmission compared with the current LTE, the NR gNBmay have an existing maximum bandwidth or more, and may be additionallyincorporated into a beam-forming technology may be applied by usingorthogonal frequency division multiplexing (hereinafter, referred to asOFDM) as a radio access technology.

Further, an adaptive modulation and coding (hereinafter, referred to asAMC) determining a modulation scheme and a channel coding rate accordingto a channel status of the terminal is applied. The NR CN 2 c-05 mayperform functions such as mobility support, bearer setup, QoS setup, andthe like. The NR CN is an apparatus for performing a mobility managementfunction for the terminal and various control functions and is connectedto a plurality of base stations. In addition, the next generation mobilecommunication system can interwork with the existing LTE system, and theNR CN is connected to the MME 2 c-25 through the network interface. TheMME is connected to the eNB 2 c-30 which is the existing base station.

FIG. 2D is a diagram illustrating a radio protocol structure of the nextgeneration mobile communication system according to embodiments of thepresent disclosure.

Referring to FIG. 2D, the radio protocol of the next generation mobilecommunication system is configured to include NR SDAPs 2 d-01 and 2d-45, NR PDCPs 2 d-05 and 2 d-40, and NR RLCs 2 d-10 and 2 d-35, and NRMACs 2 d-15 and 2 d-30 in the terminal and the NR base station.

The main functions of the NR SDAPs 2 d-01 and 2 d-45 may include some ofthe following functions: transfer function of user data (transfer ofuser plane data); mapping between a QoS flow and a DRB for both DL andUL; marking QoS flow ID in both DL and UL packets; and reflective QoSflow to DRB mapping for the UL SDAP PDUs.

For an SDAP layer device, the terminal may be configured whether to usea header of the SDAP layer device or to use a function of the SDAP layerdevice function for each PDCP layer device, bearer or logical channel inthe RRC message and when an SDAP header is configured, the terminal maybe instructed to update or reconfigure mapping information for uplinkand downlink QoS flows and a data bearer with an NAS reflective QoS1-bit indicator and an AS reflective QoS 1-bit indicator of the SDAPheader. The SDAP header may include QoS flow ID information indicatingQoS. The QoS information may be used as a data processing priority,scheduling information, and the like for supporting a smooth service.

The main functions of the NR PDCPs 2 d-05 and 2 d-40 may include some ofthe following functions: header compression and decompression function(header compression and decompression: ROHC only); transfer function ofuser data (transfer of user data); in-sequence delivery function(in-sequence delivery of upper layer PDUs); out-of-sequence deliveryfunction (out-of-sequence delivery of upper layer PDUs); reorderingfunction (PDCP PDU reordering for reception); duplicate detectionfunction (duplicate detection of lower layer SDUs); retransmissionfunction (retransmission of PDCP SDUs); ciphering and decipheringfunction (ciphering and deciphering); and timer-based SDU discardfunction (timer-based SDU discard in uplink).

In this case, the reordering function of the NR PDCP entity refers to afunction of rearranging PDCP PDUs received in a lower layer in orderbased on a PDCP sequence number (SN) and may include a function ofdelivering data to an upper layer in the rearranged order, a function ofdirectly transferring data without considering an order, a function ofrecording PDCP PDUs lost by rearranging an order, a function ofreporting a state of the lost PDCP PDUs to a transmitting side, and afunction of requesting a retransmission of the lost PDCP PDUs.

The main functions of the NR RLCs 2 d-10 and 2 d-35 may include some ofthe following functions: data transfer function (transfer of upper layerPDUs); in-sequence delivery function (in-sequence delivery of upperlayer PDUs); out-of-sequence delivery function (out-of-sequence deliveryof upper layer PDUs); ARQ function (error correction through HARQ);concatenation, segmentation, reassembly function (concatenation,segmentation and reassembly of RLC SDUs); re-segmentation function(re-segmentation of RLC data PDUs); reordering function (reordering ofRLC data PDUs); duplicate detection function (duplicate detection);error detection function (protocol error detection); RLC SDU discardfunction (RLC SDU discard); and RLC re-establishment function (RLCre-establishment).

In the above description, the in-sequence delivery function of the NRRLC apparatus refers to a function of delivering RLC SDUs received froma lower layer to an upper layer in order, and may include a function ofreassembling and delivering an original one RLC SDU which is dividedinto a plurality of RLC SDUs and received, a function of rearranging thereceived RLC PDUs based on the RLC sequence number (SN) or the PDCPsequence number (SN), a function of recording the RLC PDUs lost by thereordering, a function of reporting a state of the lost RLC PDUs to thetransmitting side, a function of requesting a retransmission of the lostRLC PDUs, a function of delivering only the SLC SDUs before the lost RLCSDU to the upper layer in order when there is the lost RLC SDU, afunction of delivering all the received RLC SDUs to the upper layerbefore a predetermined timer starts if the timer expires even if thereis the lost RLC SDU, or a function of delivering all the RLC SDUsreceived until now to the upper layer in order if the predeterminedtimer expires even if there is the lost RLC SDU.

Further, the NR RLC may process the RLC PDUs in the received order (inorder of arrival regardless of the order of a sequence number and thesequence number), and may deliver the processed RLC PDUs to the PDCPentity the out-of-sequence delivery. In the case of the segment, the NRRLC may receive the segments which are stored in the buffer or is to bereceived later and reconfigure the RLC PDUs into one complete RLC PDUand then deliver the complete RLC PDU to the PDCP entity. The NR RLClayer may not include the concatenation function and may perform thefunction in the NR MAC layer or may be replaced by the multiplexingfunction of the NR MAC layer.

In this case, the out-of-sequence delivery function of the NR RLCapparatus refers to a function of directly delivering the RLC SDUsreceived from the lower layer to the upper layer regardless of order.

The NR MACs 2 d-15 and 2 d-30 may be connected to several NR RLC layerapparatus configured in one terminal, and the main functions of the NRMAC may include some of the following functions: mapping function(mapping between logical channels and transport channels); multiplexingand demultiplexing function (multiplexing/demultiplexing of MAC SDUs);scheduling information reporting function (scheduling informationreporting); HARQ function (error correction through HARQ); priorityhandling function between logical channels (priority handling betweenlogical channels of one UE); priority handling function betweenterminals (priority handling between UEs by means of dynamicscheduling); MBMS service identification function (MBMS serviceidentification); transport format selection function (transport formatselection); and padding function (padding).

The NR PHY layers 2 d-20 and 2 d-25 may perform an operation ofchannel-coding and modulating higher layer data, making the higher layerdata as an OFDM symbol and transmitting them to a radio channel, ordemodulating and channel-decoding the OFDM symbol received through theradio channel and transmitting the demodulated and channel-decoded OFDMsymbol to the higher layer.

FIG. 2E is a diagram illustrating modes in which the terminal can stayin the next generation mobile communication system according toembodiments of the present disclosure.

In FIG. 2E, the terminal may stay in the RRC connected mode (2 e-03),the RRC inactive mode (2 e-02) or the light connected mode (2 e-02), andthe RRC idle mode (2 e-01) and go through processes of switching todifferent modes (2 e-05, 2 e-10, 2 e-15, 2 e-20, and 2 e-25). That is,the terminal in the RRC idle mode (2 e-01) may be switched to the RRCconnected mode (2 e-03) when there are data to be transmitted in theuplink or the terminal receives a paging message due to the arrival ofthe downlink data or in order to transmit and receive data byestablishing the connection with the network to update a tracking area(periodically or when the terminal deviates from the tracking area) (2e-05).

When data is not generated for a predetermined period of time after datatransmission/reception, the terminal in the RRC connected mode may beswitched to the RRC idle mode by the network (2 e-15), When data is notgenerated for a predetermined period of time, the terminal in the RRCconnected mode (2 e-03) switches the mode to the RRC inactive mode (2e-02) by the network or by itself for the purpose of battery saving andquick connection (2 e-20), The terminal in the RRC inactive mode (2e-03) may be switched to the RRC connected mode (2 e-03) when there aredata to be transmitted in the uplink or the terminal receives the pagingmessage due to the arrival of the downlink data or in order to transmitand receive data by establishing the connection with the network toupdate a tracking area (or a RAN notification area) (periodically orwhen the terminal deviates from the tracking area (or RAN notificationarea) (2 e-10). The terminal in the RRC inactive mode (2 e-03) maytransition to the RRC idle mode (2 e-01) by the instruction of thenetwork or according to a predetermined configuration or by itself (2e-25). In the above description, when there are a lot of UEs in the RRCinactive mode in the network, the signaling overhead of the network mayincrease due to a frequent RAN notification area update procedure, andas a result, the transition is an operation which needs to be supportedbecause.

A terminal having a predetermined purpose may transmit data even in theRRC inactive mode (2 e-03) without transiting to the RRC connected modeand may repeatedly perform transition between the RRC inactive mode andthe RRC idle mode according to the instruction of the network andperform transition to the RRC connected mode only when necessary. In theabove procedure, the terminal in the RRC inactive mode has the advantagethat the terminal may have a very short transmission delay bytransmitting data in the RRC inactive mode and have very littlesignaling overhead. In the above description, the predetermined purposemay correspond to a case of a terminal that transmits data periodically,intermittently or with a very long period, when the terminal attempts totransmit only a small amount of data. Further, the terminal in the RRCidle mode (2 e-01) may directly transition to the RRC inactive mode (2e-03) by the network and may transition to the RRc connected mode andthen, transition to the RRC inactive mode (2 e-03 and 2 e-20).

In order to solve a state mismatch problem between the mode of theterminal and the mode of the terminal recognized by the network when theterminal performs the transition between the modes, an additional timermay be configured and driven in the terminal. Further, the base stationmay also drive an additional timer.

In the disclosure, the RRC inactive mode and the light connected modemay be interpreted as the modes of the same state and it may be assumedthat the terminal performs the same operation. Further, in thedisclosure, the RRC inactive mode and the light connected mode may beinterpreted as the modes of the same state, but it may be assumed thatthe terminal performs different operations in respective modes. Further,in the disclosure, the RRC inactive mode and the light connected modemay be interpreted as the modes of different states and it may beassumed that the terminal performs different operations in therespective modes. The RRC inactive mode and the light connected modehave the same purpose in that both modes may perform quick reconnectionwith a small signaling and save the battery, but both modes may be thesame mode or different modes according to implementation of the terminaland the network or according to a definition. In addition, theoperations of the terminal in the RRC inactive mode and the lightconnected mode may be the same as the operation in the RRC idle mode ormay have an additional function or may have only some functions duringthe operation in the RRC idle mode.

As described above, in the RRC inactive mode, a battery of the terminalis saved, and the terminal may configure the quick connection with smallsignaling overhead when connecting to the network, However, the terminalin the RRC inactive mode may perform a procedure of updating the RANNotification area more frequently than the procedure in which theterminal in the RRC idle mode periodically updates the tracking area.Therefore, when there are a large number of UEs in the RRC inactive modein the network, the signaling overhead due to the periodic RANnotification area update procedure may be caused, and as a result, thenetwork may be able to manage the terminals in the RRC inactive mode andswitch the terminals in the RRC inactive mode to the RRC idle mode ifnecessary.

FIG. 2F is a diagram for explaining a procedure for switching a terminalfrom an RRC connected mode to an RRC idle mode and a procedure forswitching from the RRC idle mode to the RRC connected mode according toembodiments of the present disclosure.

In FIG. 2F, the base station can transmit an RRCConnectionReleasemessage to the terminal if the terminal transmitting and receiving datain the RRC connected mode does not transmit or receive data for apredetermined reason or for a predetermined time to switch the terminalto RRC idle mode (2 f-01). If the terminal (hereinafter, idle mode UE)that is not currently connected generates data to be transmitted later,the terminal performs an RRC connection setup procedure with the basestation. The terminal establishes uplink transmission synchronizationwith the base station through a random access procedure and transmits anRRCConnectionRequest message to the base station (2 f-05). The messageincludes establishmentCause of connection with the identifier of theterminal. The base station transmits an RRCConnectionSetup message toallow the terminal to set the RRC connection (2 f-10).

The RRCConnectionSetup message includes the RRC connection configurationinformation, etc. The RRC connection is also called a signaling radiobearer (SRB) and is used for transmission and reception of the RRCmessage that is a control message between the terminal and the basestation. The terminal establishing the RRC connection transmits anRRCConnetionSetupComplete message to the base station (2 f-15). Themessage includes a control message called a service request that thatallows the terminal to request a bearer setup for a predeterminedservice to the MIME. The BS transmits a service request message includedin the RRCConnectionSetupComplete message to the MME (2 f-20) and theMME determines whether to provide the service the UE requests As thedetermination result, if the MME decides to provide the service that theUE requests, the MME transmits an initial context setup request messageto the BS (2 f-25). The initial context setup request message mayinclude information such as quality of service (QoS) information to beapplied when setting up a data radio bearer (DRB) and security relatedinformation (e.g., security key, security algorithm) to be applied tothe DRB. The BS exchanges a SecurityModeCommand) message 2 f-30 and aSecurityModeComplete message 2 f-35 with the terminal to establishsecurity.

When the security establishment is completed, the base station transmitsan RRCConnectionReconfiguration message to the UE (2 f-40). The messageincludes the configuration information of the DRB in which user data areprocessed, and the UE applies the information to setup the DRB andtransmits an RRCConnectionReconfigurationComplete message to the BS (2f-45). The base station that completes the DRB setup with the terminaltransmits an initial context setup complete message to the MME (2 f-50)and the MME receiving the message exchanges an S1 bearer setup messageand an S1 bearer setup response message with the S-GW to setup an S1bearer (2 f-55 and 2 f-60). The S1 bearer is a data transmissionconnection established between the S-GW and the base station andcorresponds to a DRB on a one-to-one basis. If all of the procedures arecompleted, the UE transmits and receives data to and from the BS throughthe S-GW (2 f-65 and 2 f-70). As described above, the normal datatransmission procedure largely consists of three stages: RRC connectionsetup, security setup, and DRB setup. In addition, the base station maytransmit an RRCConnectionReconfiguration message to renew, add, orchange the configuration to the terminal for a predetermined reason (2f-75).

As described above, in order to switch from the RRC idle mode to the RRCconnected mode, many signaling procedures are required. Therefore, theRRC inactive mode or the light connected mode may be newly defined inthe next generation mobile communication system and in the new mode, theterminal and the base station may store the context of the terminal andan S1 bearer may be maintained if possible, and as a result, fasterconnection is possible with fewer signaling procedures.

FIG. 2G is a diagram illustrating a procedure for switching a terminalfrom an RRC connected mode to an RRC inactive mode (or alightly-connected mode) and a procedure for switching a terminal from anRRC inactive mode (or lightly-connected mode) to an RRC connected modeaccording to embodiments of the present disclosure.

FIG. 2G illustrates the overall flow of a terminal 2 g-01, an anchor eNB2 g-02, a new eNB 2 g-03, and an MME 2 g-04 so that the terminal and thebase station performs the UE context and the S1 bearer. The terminal 2g-01 in the RRC connected state performs data transmission/receptionwith the base station. When data transmission/reception is stopped, thebase station drives a predetermined timer and when the datatransmission/reception is not resumed until the timer expires (2 g-05),the base station may consider releasing the RRC connection and the basestation may determine whether to send the terminal to the RRC idle modeor the RRC inactive mode according to a predetermined condition.

The predetermined condition may take into account the degree of networktraffic, the amount of UE context which may be maintained by thenetwork, the number of UEs for which the network may support theservice, etc. In step 2 g-10, an RRConnectionRelease orRRConnectionSuspend message, a newly defined RRC message, or anotherexisting RRC message may be reused and transmitted in order to send theterminal to the RRC inactive mode or light connected mode. In the 2g-10, the base station may release the RRC connection of the terminalaccording to a predetermined rule, store the UE context, allocate aResume ID while transmitting a control message instructing the terminalto release the RRC connection, and allow the terminal to establish thepaging area (PA) to which the mobility is reported during the lightconnected mode. In this case, it can be appreciated that the terminalmay store the UE context due to the Resume ID allocation. Alternatively,the base station may send the message, including a separate contextmaintaining indication that indicates to operate the terminal in the RRCinactive mode/light connected mode and to store the UE context, to theterminal (2 g-10). In addition, the message may include securityinformation for updating a security configuration required when theterminal performs an RRC connection resumption procedure in the future.

For example, NCC (NextHopChainingCount) can be allocated in advance andused to calculate and set a new security key (KeNB* or KgNB*). Inaddition, the control message may include a list of cells, or the liketo which a procedure of using the stored context may be applied, whenthe BS tries to again setup the RRC connection within the period whenthe UE context is retained or the expiration date of the UE. The BSreleases the RRC connection of the UE and then retains the UE contextand the S1 bearer of the UE as they are (2 g-15). The S1 bearer iscalled an S1-control bearer used to transmit and receive the controlmessage between the BS and the MME and an S1-user plane bearer used totransmit and receive user data between the BS and the S-GW. By retainingthe S1 bearer, it is possible to omit the procedure for Si bearer setupwhen the UE tries to setup an RRC connection in the same cell or in thesame BS. If the expiration date expires, the BS may delete the UEcontext and release the S1 bearer. The terminal receiving the RRCconnection release message in step 2 g-10 is switched to the lightconnected mode.

The fixed base station is a base station that maintains and manages theresume ID of the RRC inactive mode terminal and manages the RAN pagingarea or the RAN Notification area to manage the mobility of the RRCinactive mode terminal. The role of the fixed base station describedabove may be performed by access and mobility management function (AMF)apparatus instead.

The base station transmits a control message requesting a connectionpause to the MME (2 g-20). MME that receives the control message maydirectly deliver the downlink data to a fixed base station when thedownlink data for the terminal is generated in S-GW and the fixed basestation may generate the paging message and deliver the generated pagingmessage to a neighboring base station (2 g-35). That is, the anchor eNBreceiving the downlink data stores the data in the buffer and performsthe paging procedure. The anchor eNB is named the base station thatmaintains the UE context and the S1-U bearer of the terminal.Alternatively, in the above description, when the fixed base stationsends the paging message and there is no response from the terminal,that is, when paging is unsuccessful, the fixed base station may requesta paging procedure to the MME and the MME may instruct the S-GW torequest starting the paging procedure to the MME without delivering thedownlink data to the base station in regard to the downlink data for theterminal, which is generated in the S-GW and the S-GW may accordinglyoperate (2 g-35).

The terminal receiving the RRC connection release message 2 g-10including the information indicating the context retention and theresume ID may release the RRC connection, drive the timer correspondingto the expiration date and record a valid cell list in the memory,maintain the currently terminal context in the memory without deletingthe currently terminal context (2 g-25) and may be shifted to the lightconnected mode. In above description, the UE context means variousinformation associated with the RRC connection of the UE and includesSRB setup information, DRB setup information, security key information,etc. Hereinafter, for any reason, a necessity to setup the RRCconnection may be generated (2 g-30). A terminal that has not beenallocated the Resume ID or is not instructed to maintain the contextduring the previous RRC connection release initiates the general RRCconnection setup process (FIG. 2F) described in FIG. 2F, but the RRCinactive mode/light connected mode terminal which has been allocated theResume ID during the previous RRC connection release may try the RRCconnection resume process using the stored terminal context.

In the above description, the RRC inactive mode/light connected modeterminal may perform the general RRC connection setup process (FIG. 2F)and perform the RRC connection resume process using the stored terminalcontext according to whether to support the RRC inactive mode/lightconnection of the network. That is, when the RRC inactive mode/lightconnected mode is not supported, a normal RRC connection establishmentprocess (FIG. 2F) may be performed and when the RRC inactive mode/lightconnected mode is supported, an RRC connection resume procedure may beperformed as follows. In the above description, the RRC inactive modemay be continuously supported in the network (therefore, it may notseparately be informed whether to support the RRC inactive mode/lightconnected mode in system information). In the disclosure, each basestation or cell may transmit an indication as to whether or not eachbase station or cell supports the light connection by including theindication in the system information. The indication may be included ina second bloc of system information (Systeminformation 2), or may beincluded in blocks of other system information (Systeminformation 1 to19). Supporting a light connection in the above may mean that thefollowing procedures (2 g-50, 2 g-55, 2 g-60, 2 g-65, 2 g-70, 2 g-75, 2g-80, 2 g-85, and 2 g-90) may be set and supported by corresponding thebase station or the corresponding cell.

If the light connected mode terminal needs to establish the RRCconnection, it reads the system information of the current camp-on cell.If the system information does not include the indication that the basestation or the cell supports light connection (or RRC inactive mode),the terminal can perform the general RRC connection setup process (FIG.2F) described in FIG. 2F (2 g-45). However, if the system informationincludes the indication that the base station or the cell supports lightconnection (or RRC inactive mode), the terminal can perform an RRCconnection resume process using the stored UE context (2 g-45). The RRCconnection resume process using the stored UE context is as follows.

First, the terminal transmits a preamble in message 1 to perform therandom access procedure. If the resource allocation is possibleaccording to the preamble received in the message 1, the base stationallocates the corresponding uplink resource to the terminal in themessage 2. The terminal transmits a Resume request message including theResume ID received in step 2 g-10 based on the received uplink resourceinformation (2 g-50). The message may be a modified message of theRRCConnectionRequest message or a newly defined message (e.g.,RRCConnectionResumeRequest). When the terminal in the light connectedmode moves to camp on the cell of another base station by releasing theconnection from the existing anchor eNB (2 g-02), the new base station 2g-03 receives and confirms the Resume ID of the terminal, such that itcan be appreciated from which base station the corresponding terminalreceives a service previously. If the new base station 2 g-03successfully receives and confirms the Resume ID, it performs aprocedure of retrieving the UE context from the existing base station 2g-02 (Context Retrieve Procedure 2 g-55 and 2 g-60).

When a procedure for recovering the terminal context is unsuccessful,for example, when the recovery procedure is unsuccessful due to apredetermined reason such as failure in finding the fixed/source basestation or absence of the context of the terminal, the base station maytransmit an RRCConnectionSetup message as illustrated in FIG. 2F insteadof the RRCConnectionResume message and fall back a subsequent bearersetup procedure/security configuration procedure to the RRC connectionestablishment procedure described in FIG. 2F and complete securityconfiguration and send the terminal to the RRC connected mode or mayreturn the terminal to the RRC inactive mode again while sending anRRConnectionSuspend message together with a new UE identifier (resumeID) and a RAN paging area. The new base station 2 g-03 may obtain theterminal context from the existing base station 2 g-02 through the S1 orX2 interface. (If the new base station receives the Resume ID but failsto successfully identify the terminal for predetermined reasons, the RRCconnection establishment procedure may be sent to the terminal and mayreturn to the general connection setup procedure described in FIG. 2F).That is, if the RRCConnectionSetup message is sent to the terminal andthe terminal receives the message, the RRCConnectionSetup message may besent to the base state to establish the connection.

Alternatively, if the new base station receives the Resume ID but doesnot successfully identify the terminal (e.g., when fails to retrieve theUE context from the existing anchor eNB), the RRCConnectionReleasemessage or the RRCConnectionReject message is sent to the terminal toreject the connection of the terminal and the general RRCConnectionSetupprocedure described in FIG. 2F may be tried from the beginning. The newbase station confirms the MAC-I based on the retrieved UE context (2g-65). The MAC-I is a message authentication code calculated by the UEfor the control message by applying the security information of therestored UE context, that is, applying a security key and a securitycounter. The base station confirms the integrity of the message usingthe MAC-I of the message, a security key, a security counter stored inthe context of the terminal, or the like. The base station 2 g-03determines the establishment to be applied to the RRC connection of theterminal and transmits the RRCConnectionResume receiving theconfiguration information to the terminal (2 g-70). The RRC connectionresume message may be transmitted by confirming the terminal identifier(resume ID) of the terminal and encrypting the resume ID using a newsecret key (KeNB* or KgNB*) by the base station and the terminal maynormally receive the RRC connection resume message through encryptionusing the new security key (KeNB* or KgNB*) calculated by using an NCCpreconfigured in 2 g-10 above.

In addition, after the RRC connection resume message is transmitted, theterminal and the base station may transmit and receive the RRC messageand data encrypted with the new security key. The RRC connection resumemessage may be a control message in which the reuse indicator indicating‘RRC context reuse’ is included in the general RRC connection requestmessage. The RRC connection resume message modified RRC connection setupmessage receives various information related to the RRC connection setupof the terminal like the RRC connection setup message. When the terminalreceives the normal RRC connection setup message, the terminalestablishes the RRC connection on the basis of the configurationinformation indicated in the RRC connection setup message, but when theterminal receives the RRC connection resume message, the terminalestablishes (delta configuration) the RRC connection in consideration ofboth of the stored configuration information and the configurationinformation indicated in the control message.

In summary, the terminal determines the indicated configurationinformation as the delta information on the stored configurationinformation to determine the configuration information to be applied andupdates the configuration information or the UE context. For example, ifthe modified RRC connection resume message includes the SRBconfiguration information, the SRB is configured by applying theindicated SRB configuration information, and if the SRB configurationinformation is not included in the RRC connection resume message, theSRB may be configured by applying the SRB configuration informationstored in the UE context.

The terminal configures the RRC connection by applying the updatedterminal and the configuration information and transmits the RRCconnection resume complete message to the base station (2 g-75). Thecontrol message requesting the connection pause to the MME istransmitted and the S1 bearer is requested to be reestablished in a newbase station (2 g-80 and 2 g-85). When receiving the message, the MMEinstructs the S-GW to reestablish the S1 bearer as a new base stationand normally process data for the terminal. When the process iscompleted, the terminal resumes data transmission/reception in the cell(2 g-90).

In the above procedure, if the terminal in the light connected mode doesnot greatly move by releasing the connection from the anchor eNB 2 g-02,and thus if the camped on the cell 2 g-02 of the existing anchor eNB ismade, the existing anchor eNB 2 g-03 does not perform the procedures of2 g-55 and 2 g-60 but performs only the connection pause of the S1bearer in place of the procedures of 2 g-80 and 2 g-85 and refers to theResume ID indicated in the message 3 to search for the UE context of theterminal and reestablish the connection by the method similar to theabove procedures based on the same.

If the data transmission/reception stops, the BS drives a predeterminedtimer and if the data transmission/reception is not resumed until thetimer expires (2 g-95), the BS considers releasing the RRC connection ofthe terminal. In step 2 g-100, an RRConnectionRelease orRRConnectionSuspend message, a newly defined RRC message, or anotherexisting RRC message may be reused and transmitted in order to send theterminal to the RRC inactive mode or light connected mode. In step 2g-100, the base station releases the RRC connection of the terminalaccording to a predetermined rule, stores the terminal context,transmits a control message for instructing the terminal to release theRRC connection, allocates a new UE identifier (resume ID), andconfigures the RAN paging area or RAN notification area in which theterminal will report mobility during the RRC inactive mode (or lightconnected mode) (2 g-100). The terminal (2 g-105) in the RRC inactivemode (light connected mode) performs a process of updating the RANpaging area when the terminal (2 g-105) deviates from the configured RANpaging area.

In the next generation mobile communication system, the base station mayconfigure the terminal in the RRC inactive mode and configure theterminal identifier (resume ID) which may be used when the RRCconnection is attempted in the future and the RAN paging area or the RANNotification area in order for the terminal to report the mobility. Inaddition, a NexthopChainingCount (NCC) value may be set for the securityconfiguration to be used in the connection establishment process in thefuture.

In the next generation mobile communication system, the terminal in theRRC inactive mode performs a tracking area update (TAU) when theterminal deviates from the tracking area (TA) (or TA list) and performsthe paging area update procedure when an access and mobility managementfunction (AMF) or the fixed base station deviates from the RAN pagingarea (or RAN notification area). In the network, when the terminal inthe RRC inactive mode performs the RAN paging area update procedure, theterminal may make a response with various messages according to asituation of the network and the disclosure proposes a messagetransmission/reception procedure considering various cases.

FIG. 2H is a diagram illustrating a method for reducing a connectionsetup delay of a terminal when the terminal attempts to connect to thenetwork in the RRC inactive mode (or lightly-connected mode) and thebase station fails to recover the UE context according to embodiments ofthe present disclosure.

In FIG. 2H, a terminal 2 h-05 in the RRC inactive mode attempts theconnection for the connection establishment to the network for apredetermined reason. The predetermined reason is that the terminal inthe RRC inactive mode receives the paging message or deviates from theRAN paging area configured for the terminal or deviates from thetracking area configured for the terminal or the uplink data to betransmitted in the terminal may be generated. In the above description,the terminal performs a random access procedure first and then transmitsa random access preamble (2 h-10) and receives the RAR in 2 h-15 inresponse thereto. In the above description, the terminal may perform therandom access procedure, and the terminal may transmit the message asmessage 3, which includes the terminal identifier (resume ID), aconnection cause indicator (causeValue, for example, a new causeValuemay be defined used, ranNotificationAreaUpdateRequest), shortMAC-I (anindicator for integrity verification), and the like.

In the above description, since the RRCConnectionResumeRequest messageis transmitted, when the terminal attempts to access the RAN paging areato update the RAN paging area, the base station may switch the mode ofthe terminal when the downlink data to the terminal is generated or whenthe base station needs to switch the terminal to the RRC connected modethe RRC connected mode for a predetermined reason. Upon receiving themessage of the terminal in step 2 h-20, the base station performs aprocedure of confirming the resume ID, confirming the existing fixedbase station having the identifier of the terminal, sending the resumeID to the existing base station, and recovering the terminal context forthe terminal (2 h-25 and 2 h-30). In the above description, the fixedbase station refers to a base station having the terminal contextcorresponding to the resume ID.

When the procedure of recovering the terminal context is unsuccessful inthe above description (2 h-30), a new base station releases connection(RRC connection release) or rejects connection (RRC connection reject)with the terminal which attempts the access for the connectionestablishment to allow the terminal to return to the RRC idle mode (2h-50) and if necessary, to perform a general RRC connectionestablishment procedure described in FIG. 2F. A case where the terminalfails to recover the terminal context may be a case where the terminalmay discard the terminal context due to elapse of a predetermined timeor expiration of the timer or a case where since the connection with thefixed base station is not established by an Xn interface or the new basestation may not distinguish or appreciate the resume ID or confirm theprevious fixed base station.

When the procedure of recovering the terminal context is unsuccessfulfor the above reason, the new base station may determine that theterminal context is no longer valid and when a connection is establishedwith the fixed base station via the Xn interface to discard the terminalcontext, a message is sent to the fixed base station to instruct thefixed base station to discard the context of the terminal (2 h-35). Whenthe new base station is not connected to the fixed base station throughthe Xn interface in the above description, the message is sent toinstruct the context of the terminal to be discarded by the MME orAccess and Mobility Management Function (AMF), User Plane Function(UPF), or Session Management Function (SMF) (2 h-40) and the MME, theAMF, the UPF, or the SMF, which receives the message, sends the messageto the existing fixed base station to instruct the existing fixed basestation to discard the context of the terminal (2 h-40). The 2 h-35procedure or the 2 h-40 procedure may be performed during the following2 h-45 procedure or 2 h-50 procedure or may be performed after the 2h-45 procedure or the 2 h-50 procedure.

When the procedure for recovering the terminal context is unsuccessfulin the above description, if the base station returns the terminal tothe RRC idle mode by releasing the connection or rejecting theconnection of the terminal, a connection delay occurs in establishingthe connection to the network. Therefore, when the connection ispermitted even if the new base station fails to recover the terminalcontext with respect to the terminal in the RRC inactive mode, whichintends to perform the connection resume procedure, the RRC connectionsetup message is sent to the terminal immediately after receiving theRRC connection resume request message and the terminal returns to thenormal RRC connection establishment procedure described in FIG. 2F toimmediately perform the connection establishment (2 h-45).

In the following description of the disclosure, a method for effectivelyindicating whether the terminal and the base station support the RRCinactive mode in a wireless access environment to the core network isproposed.

FIG. 2I is a diagram for describing a procedure for indicating whether aterminal supports the RRC inactive mode to a network when the terminalis switched from an RRC idle mode to an RRC connected mode according toembodiments of the present disclosure.

In FIG. 2I, when the terminal (hereinafter, idle mode UE) that is notcurrently connected generates data to be transmitted, the UE performs anRRC connection setup procedure with the base station. The terminalestablishes uplink transmission synchronization with the base stationthrough a random access procedure and transmits an RRCConnectionRequestmessage to the base station (2 i-05). The message includesestablishmentCause of connection with the identifier of the terminal.The base station transmits an RRC connection setup message to allow theterminal to set the RRC connection (2 i-10). The RRC connection setupmessage includes the RRC connection configuration information, etc. TheRRC connection is also called a signaling radio bearer (SRB) and is usedfor transmission and reception of the RRC message that is a controlmessage between the terminal and the base station. The terminalestablishing the RRC connection transmits an RRCConnetionSetupCompletemessage to the base station (2 i-15). An indicator for indicatingwhether the terminal supports the RRC inactive mode is defined in themessage and whether the terminal supports the RRC inactive mode may beindicated to the base station or the core network by using the definedindicator.

Further, the message includes a control message, for example, a SERVICEREQUEST message for requesting the MME or AMF, user plane function (UPF)or session management function (SMF) of a bearer setup for apredetermined service by the terminal. The control message may includeanother message such as ATTACH REQUEST, etc. The base station transmitsa service request message included in the RRCConnetionSetupCompletemessage to the MME or the AMF or the UPF or the SMF (2 i-20) and the MMEor the AMF or the UPF or the SMF determines whether to provide theservice requested by the terminal. An indicator for indicating whetherthe terminal supports the RRC inactive mode is defined in the messageand whether the terminal supports the RRC inactive mode may be indicatedto the core network by using the defined indicator. In the message, thebase station may directly deliver to the core network the indicatorindicating whether to support the RRC deactivation received in 2 i-15 tothe core network as it is. Alternatively, in the message, the basestation may confirm the indicator indicating whether to support the RRCdeactivation received in 2 i-15 and the base station may indicate anddeliver that the RRC inactive mode is supported to the core network onlywhen the base station supports the RRC inactive mode.

As the determination result, if the MME decides to provide the servicethat the terminal requests, the MME transmits an initial context setuprequest message to the base station (2 i-25). The initial context setuprequest message may include information such as quality of service (QoS)information to be applied when setting up a data radio bearer (DRB) andsecurity related information (e.g., security key, security algorithm) tobe applied to the DRB. The base station exchanges a SecurityModeCommand)message 2 i-30 and a SecurityModeComplete message 2 i-35 with theterminal to establish security. When the security establishment iscompleted, the base station transmits an RRCConnectionReconfigurationmessage to the UE (2 i-40). The message includes the configurationinformation of the DRB in which user data are processed, and the UEapplies the information to setup the DRB and transmits anRRCConnectionReconfigurationComplete message to the BS (2 i-45). Thebase station that completes the DRB setup with the terminal transmits aninitial context setup complete message to the MME (2 i-50) and the MMEreceiving the message exchanges an S1 bearer setup message and an S1bearer setup response message with the S-GW to setup an S1 bearer (2i-55 and 2 i-60).

The S1 bearer is a data transmission connection established between theS-GW and the base station and corresponds to a DRB on one-to-one basis.If all of the procedures are completed, the terminal transmits andreceives data to and from the BS through the S-GW (2 i-65 and 2 i-70).As described above, the normal data transmission procedure largelyconsists of three stages: RRC connection setup, security setup, and DRBsetup. In addition, the base station may transmit anRRCConnectionReconfiguration message to renew, add, or change theconfiguration to the terminal for a predetermined reason (2 i-75).

FIG. 2J is a diagram for describing a procedure for confirming systeminformation and indicating whether a terminal supports the RRC inactivemode to a network, when the terminal is switched from an RRC idle modeto an RRC connected mode according to embodiments of the presentdisclosure.

In FIG. 2J, when the terminal (hereinafter, idle mode UE) that is notcurrently connected generates data to be transmitted, the UE performs anRRC connection setup procedure with the base station. The terminal canfirst read the system information of the currently camped-on cell instep 2 j-01, and can confirm whether the currently camped-on cell or thebase station supports the RRC inactive mode through the systeminformation. The terminal establishes uplink transmissionsynchronization with the base station through a random access procedureand transmits an RRCConnectionRequest message to the base station (2j-05). The message includes establishmentCause of connection with theidentifier of the terminal.

The base station transmits an RRCConnectionSetup message to allow theterminal to set the RRC connection (2 j-10). The RRC connection setupmessage includes the RRC connection configuration information, etc. TheRRC connection is also called a signaling radio bearer (SRB) and is usedfor transmission and reception of the RRC message that is a controlmessage between the terminal and the base station. The terminalestablishing the RRC connection transmits an RRCConnetionSetupCompletemessage to the base station (2 j-15). An indicator for indicatingwhether the terminal supports the RRC inactive mode may be defined inthe message and whether the terminal supports the RRC inactive mode maybe indicated to the base station or the core network by using thedefined indicator and the terminal may confirm that a cell or a basestation which currently intends to support the RRC inactive mode to becurrently connected through the system information in step 2 j-01 aboveand only when the terminal also supports the RRC inactive mode, theterminal may instruct the base station or the core network to supportthe RRC inactive mode through the indicator of the message.

Further, the message includes a control message, for example, a SERVICEREQUEST message for requesting the MME or AMF, UPF or SMF of a bearersetup for a predetermined service by the terminal. The control messagemay include another message such as ATTACH REQUEST, etc. The basestation transmits a service request message included in theRRCConnetionSetupComplete message to the MME or the AMF or the UPF orthe SMF (2 j-20) and the MME or the AMF or the UPF or the SMF determineswhether to provide the service requested by the terminal. An indicatorfor indicating whether the terminal supports the RRC inactive mode isdefined in the message and whether the terminal supports the RRCinactive mode may be indicated to the core network by using the definedindicator. In the message, the base station may directly deliver to thecore network the indicator indicating whether to support the RRCdeactivation received in 2 j-15 to the core network as it is.Alternatively, in the message, the base station may confirm theindicator indicating whether to support the RRC deactivation received in2 j-15 and the base station may indicate and deliver that the RRCinactive mode is supported to the core network only when the basestation supports the RRC inactive mode. As the determination result, ifthe MME decides to provide the service that the terminal requests, theMME transmits an initial context setup request message to the basestation (2 j-25).

The initial context setup request message may include information suchas quality of service (QoS) information to be applied when setting up adata radio bearer (DRB) and security related information (e.g., securitykey, security algorithm) to be applied to the DRB. The base stationexchanges a SecurityModeCommand) message 2 j-30 and aSecurityModeComplete message 2 j-35 with the terminal to establishsecurity. When the security establishment is completed, the base stationtransmits an RRCConnectionReconfiguration message to the UE (2 j-40).The message includes the configuration information of the DRB in whichuser data are processed, and the UE applies the information to setup theDRB and transmits an RRCConnectionReconfigurationComplete message to thebase station (2 j-45). The base station that completes the DRB setupwith the terminal transmits an initial context setup complete message tothe MME (2 j-50) and the MME receiving the message exchanges an S1bearer setup message and an S1 bearer setup response message with theS-GW to setup an S1 bearer (2 j-55 and 2 j-60).

The S1 bearer is a data transmission connection established between theS-GW and the base station and corresponds to a DRB on one-to-one basis.If all of the procedures are completed, the terminal transmits andreceives data to and from the BS through the S-GW (2 j-65 and 2 j-70).As described above, the normal data transmission procedure largelyconsists of three stages: RRC connection setup, security setup, and DRBsetup. In addition, the base station may transmit anRRCConnectionReconfiguration message to renew, add, or change theconfiguration to the terminal for a predetermined reason (2 j-75).

FIG. 2K is a diagram for explaining a procedure for instructing a basestation to inquire capability of a terminal in the RRC connected mode,confirming the capability of the terminal, and instructing a networkwhether to support the RRC inactive mode according to embodiments of thepresent disclosure.

In FIG. 2k , the base station may send a message (UE capability enquiry)requesting a capability of the terminal to the terminal (2 k-05) in theRRC connected mode. Then, the terminal may generate a message (UEcapability information) by configuring capability information of theterminal and deliver the generated message to the base station (2 k-15).In the message, an indicator for indicating whether the terminalsupports the RRC inactive mode may be defined and reported. Upon receiptof the message, the base station may confirm whether the terminalsupports the RRC inactive mode and when the base station also supportsthe RRC inactive mode, the base station transmits a message includingthe indication indicating that the RRC inactive mode is supported to theMME or AMF or UPF or SMF to indicate to the core network whether the RRCinactive mode is supported (2 k-20). As the message including theindication indicating that the RRC inactive mode is supported, theexisting message may be used and a new message may be defined and used.

When either the base station or the terminal does not support the RRCinactive mode, it may be indicated that the RRC inactive mode is notsupported. When the MME or the AMF or the UPF or the SMF receives the 2k-20 message, the MME or the AMF or the UPF or the SMF may transmit aresponse indicating that the message is normally received (2 k-25). The2 k-25 message may be omitted.

FIG. 2L is a diagram illustrating an operation of a terminal and a basestation for reducing a connection setup delay when a context recoveryfailure of the terminal is lost in an RRC connection resumptionprocedure according to embodiments of the present disclosure.

In 2 l-01, the terminal in the RRC inactive mode may perform the RRCconnection resume procedure as illustrated in FIG. 2G by using theresume ID when the connection establishment with the network is requiredfor a predetermined reason. In the RRC connection resume procedure, whenthe terminal receives the RRC connection setup message (2 l-10), it isunderstood that the base station fails in the context recovery of theterminal and performs the normal RRC connection setup procedureillustrated in FIG. 2F and the terminal immediately performs the normalRRC connection setup procedure (2 l-15).

In 2 l-02 When the base station receives the RRC connection resumerequest message from the terminal which intends to resume the RRCconnection (2 l-20), the base station performs the terminal contextrecovery procedure and when the base station fails to receiving the RRCconnection resume request message (2 l-25), the base station mayimmediately transmit the RRC connection setup message to the terminal (2l-30). The base station immediately sends the message to the terminal tonotify that the terminal context recovery is unsuccessful and instructto fall back to the normal RRC connection setup procedure described inFIG. 2F (2 l-35). In addition, when the normal RRC connection setupprocedure is performed or the Xn interface is connected with the fixedbase station while or before performing the normal RRC connection setupprocedure, it may be instructed to discard the terminal contextcorresponding to the terminal resume ID and when the Xn interface is notconnected with the fixed base station, it may be instructed to discardthe terminal context corresponding to the terminal resume ID to the MMEor the AMF or the UPF or the SMF and the MME or the AMF or the UPF orthe SMF may instruct the fixed base station to discard the terminalcontext corresponding to the terminal resume ID (2 l-40).

FIG. 2m is a diagram illustrating the structure of the terminalaccording to embodiments of the present disclosure.

Referring to FIG. 1M, the terminal includes a radio frequency (RF)processor 2 m-10, a baseband processor 2 m-20, a memory 2 m-30, and acontroller 2 m-40.

The RF processor 2 m-10 serves to transmit/receive a signal through aradio channel, such as band conversion and amplification of a signal.That is, the RF processor 2 m-10 up-converts a baseband signal providedfrom the baseband processor 2 m-20 into an RF band signal and thentransmits the RF band signal through an antenna and down-converts the RFband signal received through the antenna into the baseband signal. Forexample, the RF processor 2 m-10 may include a transmitting filter, areceiving filter, an amplifier, a mixer, an oscillator, a digital toanalog converter (DAC), an analog to digital converter (ADC), or thelike. In the above figure, only one antenna is illustrated, but theterminal may include a plurality of antennas. Further, the RF processor2 m-10 may include the plurality of RF chains. Further, the RF processor2 m-10 may perform beamforming. For the beamforming, the RF processor 2m-10 may adjust a phase and a size of each of the signals transmittedand received through a plurality of antennas or antenna elements. Inaddition, the RF processor may perform MIMO and may receive a pluralityof layers when performing a MIMO operation. The RF processor 2 m-10 mayperform reception beam sweeping by appropriately configuring a pluralityof antennas or antenna elements under the control of the controller oradjust a direction and a beam width of the reception beam so that thereception beam is resonated with the transmission beam.

The baseband processor 2 m-20 performs a conversion function between thebaseband signal and the bit string according to a physical layerstandard of the system. For example, when data are transmitted, thebaseband processor 2 m-20 generates complex symbols by coding andmodulating a transmitting bit string. Further, when data are received,the baseband processor 2 m-20 recovers the received bit string bydemodulating and decoding the baseband signal provided from the RFprocessor 2 m-10. For example, according to the orthogonal frequencydivision multiplexing (OFDM) scheme, when data are transmitted, thebaseband processor 2 m-20 generates the complex symbols by coding andmodulating the transmitting bit string, maps the complex symbols tosub-carriers, and then performs an inverse fast Fourier transform (IFFT)operation and a cyclic prefix (CP) insertion to configure the OFDMsymbols. Further, when data are received, the baseband processor 2 m-20divides the baseband signal provided from the RF processor 2 m-10 in anOFDM symbol unit and recovers the signals mapped to the sub-carriers bya fast Fourier transform (FFT) operation and then recovers the receivingbit string by the modulation and decoding.

The baseband processor 2 m-20 and the RF processor 2 m-10 transmit andreceive a signal as described above. Therefore, the baseband processor 2m-20 and the RF processor 2 m-10 may be called a transmitter, areceiver, a transceiver, or a communication unit. Further, at least oneof the baseband processor 2 m-20 and the RF processor 2 m-10 may includea plurality of communication modules to support a plurality of differentradio access technologies. Further, at least one of the basebandprocessor 2 m-20 and the RF processor 2 m-10 may include differentcommunication modules to process signals in different frequency bands.For example, the different wireless access technologies may include anLTE network, an NR network, and the like. Further, different frequencybands may include a super high frequency (SHF) (for example: 2.2 gHz, 2gHz) band, a millimeter wave (for example: 60 GHz) band.

The memory 2 m-30 stores data such as basic programs, applicationprograms, and configuration information or the like for the operation ofthe terminal. Further, the memory 2 m-30 provides the stored dataaccording to the request of the controller 2 m-40.

The controller 2 m-40 controls the overall operations of the terminal.For example, the controller 2 m-40 transmits/receives a signal throughthe baseband processor 2 m-20 and the RF processor 2 m-10. Further, thecontroller 2 m-40 records and reads data in and from the memory 2 m-30.For this purpose, the controller 2 m-40 may include at least oneprocessor. For example, the controller 2 m-40 may include acommunication processor (CP) performing a control for communication andan application processor (AP) controlling an upper layer such as theapplication programs.

FIG. 2n is a block configuration diagram of the TRP in the wirelesscommunication system according to embodiments of the present disclosure.

As illustrated in FIG. 2N, the base station is configured to include anRF processor 2 n-10, a baseband processor 2 n-20, a backhaulcommunication unit 2 n-30, a memory 2 n-40, and a controller 2 n-50.

The RF processor 2 n-10 serves to transmit and receive a signal througha radio channel, such as band conversion and amplification of a signal.That is, the RF processor 2 n-10 up-converts a baseband signal providedfrom the baseband processor 2 n-20 into an RF band signal and thentransmits the RF band signal through an antenna and down-converts the RFband signal received through the antenna into the baseband signal. Forexample, the RF processor 2 n-10 may include a transmitting filter, areceiving filter, an amplifier, a mixer, an oscillator, a DAC, an ADC,or the like. In the above figure, only one antenna is illustrated, butthe first access node may include a plurality of antennas. Further, theRF processor 2 n-10 may include a plurality of RF chains. Further, theRF processor 2 n-10 may perform the beamforming. For the beamforming,the RF processor 2 n-10 may adjust a phase and a size of each of thesignals transmitted/received through a plurality of antennas or antennaelements. The RF processor may perform a downward MIMO operation bytransmitting one or more layers.

The baseband processor 2 n-20 performs a conversion function between thebaseband signal and the bit string according to the physical layerstandard of the first radio access technology. For example, when dataare transmitted, the baseband processor 2 n-20 generates complex symbolsby coding and modulating a transmitted bit string. Further, when dataare received, the baseband processor 2 n-20 recovers the received bitstring by demodulating and decoding the baseband signal provided fromthe RF processor 2 n-10. For example, according to the OFDM scheme, whendata are transmitted, the baseband processor 2 n-20 generates thecomplex symbols by coding and modulating the transmitting bit string,maps the complex symbols to the sub-carriers, and then performs the IFFToperation and the CP insertion to construct the OFDM symbols. Further,when data are received, the baseband processor 2 n-20 divides thebaseband signal provided from the RF processor 2 n-10 in the OFDM symbolunit, recovers the signals mapped to the sub-carriers by the FFToperation, and then recovers the received bit string by the demodulationand decoding. The baseband processor 2 n-20 and the RF processor 2 n-10transmit and receive a signal as described above. Therefore, thebaseband processor 2 n-20 and the RF processor 2 n-10 may be called atransmitter, a receiver, a transceiver, a communication unit, or a radiocommunication unit.

The communication unit 2 n-30 provides an interface for performingcommunication with other nodes within the network.

The memory 2 n-40 stores data such as the basic programs, theapplication programs, and the configuration information for theoperation of the main base station. In particular, the memory 2 n-40 maystore the information on the bearer allocated to the accessed terminal,the measured results reported from the accessed terminal, or the like.Further, the memory 2 n-40 may store information that is a determinationcriterion on whether to provide the multiple connections to the terminalto the terminal or stop the multiple connections. Further, the memory 2n-40 provides the stored data according to the request of the controller2 n-50.

The controller 2 n-50 controls the overall operations of the main basestation. For example, the controller 2 n-50 transmits/receives a signalthrough the baseband processor 2 n-20 and the RF processor 2 n-10 or thebackhaul communication unit 2 n-30. Further, the controller 2 n-50records and reads data in and from the memory 2 n-40. For this purpose,the controller 2 n-50 may include at least one processor.

Third Embodiment

Hereinafter, an operation principle of the disclosure will be describedin detail with reference to the accompanying drawings. Hereinafter, whenit is determined that the detailed description of the known art relatedto the disclosure may obscure the gist of the disclosure, the detaileddescription thereof will be omitted. Further, the followingterminologies are defined in consideration of the functions in thedisclosure and may be construed in different ways by the intention orpractice of users and operators. Therefore, the definitions thereofshould be construed based on the contents throughout the specification.Terms identifying an access node, terms indicating network entity, termsindicating messages, terms indicating an interface between networkentities, terms indicating various types of identification information,and so on that are used in the following description are exemplified forconvenience of explanation. Accordingly, the disclosure is not limitedto terms to be described below and other terms indicating objects havingthe equivalent technical meaning may be used.

Hereafter, for convenience of explanation, the disclosure uses terms andnames defined in the 3rd generation partnership project long termevolution (3GPP LTE) or terms and names modified based on the terms andnames. However, the disclosure is not limited to the terms and names butmay also be identically applied even to the system according to otherstandards.

FIG. 3A is a diagram illustrating a structure of an LTE system accordingto embodiments of the present disclosure.

As illustrated in FIG. 3A, a radio access network of an LTE system isconfigured to include next generation base stations (evolved node B,hereinafter, eNB, Node B, or base station) 3 a-05, 3 a-10, 3 a-15, and 3a-20, a mobility management entity (MME) 3 a-25, and a serving-gateway(S-GW) 3 a-30. User equipment (hereinafter, UE or terminal) 3 a-35accesses an external network through the eNBs 3 a-05 to 3 a-20 and theS-GW 3 a-30.

In FIG. 3A, the eNBs 3 a-05 to 3 a-20 correspond to the existing node Bof the UMTS system. The eNB is connected to the UE 3 a-35 through aradio channel and performs more complicated role than the existing nodeB. In the LTE system, in addition to a real-time service like a voiceover Internet protocol (VoIP) through the Internet protocol, all theuser traffics are served through a shared channel and therefore anapparatus for collecting and scheduling status information such as abuffer status, an available transmission power status, and a channelstatus of the terminals is required. Here, the eNBs 3 a-05 to 3 a-20take charge of the collecting and scheduling. One eNB generally controlsa plurality of cells. For example, to implement a transmission rate of100 Mbps, the LTE system uses, as a radio access technology, orthogonalfrequency division multiplexing (hereinafter, OFDM) in, for example, abandwidth of 20 MHz. Further, an adaptive modulation and coding(hereinafter, referred to as AMC) determining a modulation scheme and achannel coding rate according to a channel status of the terminal isapplied. The S-GW 3 a-30 is an apparatus for providing a data bearer andgenerates or removes the data bearer according to the control of the MME3 a-25. The MME is an apparatus for performing a mobility managementfunction for the terminal and various control functions and is connectedto a plurality of base stations.

FIG. 3B is a diagram illustrating the radio protocol structure in theLTE system referenced according to embodiments of the presentdisclosure.

Referring to FIG. 3B, the radio protocol of the LTE system is configuredto include packet data convergence protocols (PDCPs) 3 b-05 and 3 b-40,radio link controls (RLCs) 3 b-10 and 3 b-35, and medium access controls(MMCs) 3 b-15 and 3 b-30 in the terminal and the eNB, respectively. ThePDCPs 3 b-05 and 3 b-40 are in charge of operations such as IP headercompression/decompression. The main functions of the PDCP are summarizedas follows: header compression and decompression function (headercompression and decompression: ROHC only); transfer function of userdata (transfer of user data); in-sequence delivery function (in-sequencedelivery of upper layer PDUs at PDCP re-establishment procedure for RLCAM); reordering function (for split bearers in DC (only support for RLCAM): PDCP PDU routing for transmission and PDCP PDU reordering forreception); duplicate detection function (duplicate detection of lowerlayer SDUs at PDCP re-establishment procedure for RLC AM);retransmission function (retransmission of PDCP SDUs at handover and,for split bearers in DC, of PDCP PDUs at PDCP data-recovery procedure,for RLC AM); ciphering and deciphering function (ciphering anddeciphering); and timer-based SDU discard function (timer-based SDUdiscard in uplink).

The radio link controls (hereinafter, referred to as RLCs) 3 b-10 and 3b-35 reconfigures the PDCP packet data unit (PDU) to an appropriate sizeto perform the ARQ operation or the like. The main functions of the RLCare summarized as follows: data transfer function (transfer of upperlayer PDUs); ARQ function (Error Correction through ARQ (only for AMdata transfer)); concatenation, segmentation, reassembly functions(concatenation, segmentation and reassembly of RLC SDUs (only for UM andAM data transfer)); re-segmentation function (re-segmentation of RLCdata PDUs (only for AM data transfer)); reordering function (reorderingof RLC data PDUs (only for UM and AM data transfer); duplicate detectionfunction (duplicate detection (only for UM and AM data transfer)); errordetection function (protocol error detection (only for AM datatransfer)); RLC SDU discard function (RLC SDU discard (only for UM andAM data transfer)); and RLC re-establishment function (RLCre-establishment);

The MACs 3 b-15 and 3 b-30 are connected to several RLC layer entitiesconfigured in one terminal and perform an operation of multiplexing RLCPDUs into an MAC PDU and demultiplexing the RLC PDUs from the MAC PDU.The main functions of the MAC are summarized as follows: mappingfunction (mapping between logical channels and transport channels);multiplexing/demultiplexing function (multiplexing/demultiplexing of MACSDUs belonging to one or different logical channels into/from transportblocks (TB) delivered to/from the physical layer on transport channels);scheduling information reporting function (scheduling informationreporting); HARQ function (error correction through HARQ); priorityhandling function between logical channels (priority handling betweenlogical channels of one UE); priority handling function betweenterminals (priority handling between UEs by means of dynamicscheduling); MBMS service identification function (MBMS serviceidentification); transport format selection function (transport formatselection); and padding function (padding).

Physical layers 3 b-20 and 3 b-25 perform an operation of channel-codingand modulating higher layer data, making the higher layer data as anOFDM symbol and transmitting them to a radio channel, or demodulatingand channel-decoding the OFDM symbol received through the radio channeland transmitting the demodulated and channel-decoded OFDM symbol to thehigher layer.

FIG. 3C is a diagram schematically illustrating a multiple connectionoperation and a carrier aggregation operation of the existing LTE systemaccording to embodiments of the present disclosure.

Referring to FIG. 3C, when the base station 1 3 c-05 transmits/receivesa carrier whose central frequency is f1 and the base station 2 3 c-15transmits/receives a carrier whose central frequency is f2, if theterminal 1 3 c-01 combines a carrier whose forward central frequency isf1 with a carrier whose forward central frequency is f2, one terminalmay perform transmission/reception from two or more base stations. TheLTE system supports the above operation and is referred to as dualconnectivity (hereinafter, referred to as DC).

In addition, one base station 3 may generally transmit and receivemultiple carriers over several frequency bands. For example, when acarrier 3 c-35 of which the forward central frequency is f4 and acarrier 3 3 c-30 of which the forward central frequency is f3 aretransmitted from the base station 3 3 c-25, the terminal 2 transmits andreceives data using one of the two carriers. However, the terminal 2having carrier aggregation ability may simultaneously transmit andreceive data through several carriers. The base station 3 3 c-25 mayallocate more carriers to the terminal 2 3 c-40 having the carrieraggregation ability in some case to increase a transmission rate of theterminal 2 3 c-40. As described above, aggregating forward carriers andreverse carriers transmitted and received by one base station is calledintra-ENB carrier aggregation (CA). As the traditional meaning, when oneforward carrier transmitted from one bas station and one reverse carrierreceived by the base station configure one cell, the carrier aggregationmay also be understood that the terminal simultaneously transmits andreceives data through several cells. By doing so, the maximumtransmission rate is increased in response to the aggregated number ofcarriers.

Hereinafter, in the embodiments of the disclosure, receiving, by theterminal, data through any forward carrier or transmitting, from theterminal, the data through any uplink carrier reverse carrier have thesame meaning as transmitting and receiving the data through a controlchannel and a data channel which are provided from a cell correspondingto a central frequency and a frequency band defining characteristics ofthe carriers. In the embodiments of the disclosure, a set of servingcells controlled by the same base station is defined as a cell group(CG). The cell group is again divided into a master cell group (MCG) anda secondary cell group (SCG). The MCG means a set of serving cellscontrolled by a base station (master eNB (MeNB)) that controls a primarycell (PC) cell, and the SCG means a set of serving cells controlled by abase station other than the base stations that control the PCell, thatis, a secondary base station (secondary eNB (SeNB)) that controls only asecondary cell (SCell). The base station notifies of the terminal ofwhether a specific serving cell belongs to the MCG or the SCG while thecorresponding serving cell is configured.

The PCell and the SCell are terms indicating a type of serving cellsthat are configured in the terminal. There are some differences betweenthe PCell and the SCell. For example, the PCell is always in anactivation state, but the SCell repeats the activation and deactivationstates depending on the command of the base station. The mobility of theterminal is controlled based on the PCell, and the SCell may beunderstood as an additional serving cell for datatransmission/reception. The PCell and the SCell in the embodiments ofthe disclosure mean the PCell and the SCell defined in the LTE standardspecification. The terms have the same meaning as they are used in anLTE mobile communication system. In the disclosure, terms such as acarrier, a component carrier, a serving cell and the like are mixed. Inthe disclosure, terms such as a carrier, a component carrier, a servingcell and the like are interchangeably used.

Referring back to FIG. 3C, if the base station 1 3 c-05 is the MeNB andthe base station 2 3 c-15 is the SeNB, the serving cell 3 c-10 havingthe central frequency of f1 is the serving cell belonging to the MCG,and the serving cell 3 c-20 having the central frequency of f2 is theserving cell belonging to the SCG. In addition, it may be practicallyimpossible to transmit a HARQ feedback and channel state information(hereinafter, CSI) of the SCG SCells through a physical uplink controlchannel (PUCCH) of the PCell. The HARQ feedback may be delivered withina HARQ round trip time (RTT) (typically 8 ms) because the transmissiondelay between the MeNB and the SeNB may be longer than the HARQ RTT. Dueto the above problem, a PUCCH transmission resource is configured in oneof the SCells belonging to the SCG, that is, the primary SCell (PScell),and the HARQ feedback and the CSI for the SCG SCell are transmittedthrough the PUCCH.

Further, terminal 2 (3 c-40) in the CA in the normal base station 3 (3c-25) also transmits a HARQ feedback and a CSI for the SCell as well asthe HARQ feedback and the CSI for the PCell through the PUCCH of thePCell. This is because a CA operation is applied even to a terminal thatmay not perform uplink simultaneous transmission. In LTE Enhanced CA(eCA), additional SCell with the PUCCH may be defined and up to 32carriers may be integrated.

FIG. 3D is a diagram illustrating a radio protocol structure of the nextgeneration mobile communication system according to embodiments of thepresent disclosure.

Referring to FIG. 3D, the radio protocol of the next generation mobilecommunication system is configured to include NR PDCPs 3 d-05 and 3d-40, NR RLCs 3 d-10 and 3 d-35, and NR MACs 3 d-15 and 3 d-30 in theterminal and the NR base station. The main functions of the NR PDCPs 3d-05 and 3 d-40 may include some of the following functions: headercompression and decompression function (header compression anddecompression: ROHC only); transfer function of user data (transfer ofuser data); in-sequence delivery function (in-sequence delivery of upperlayer PDUs); reordering function (PDCP PDU reordering for reception);duplicate detection function (duplicate detection of lower layer SDUs);retransmission function (retransmission of PDCP SDUs); ciphering anddeciphering function (ciphering and deciphering); and timer-based SDUdiscard function (timer-based SDU discard in uplink).

In this case, the reordering function of the NR PDCP apparatus refers toa function of reordered PDCP PDUs received in a lower layer in orderbased on a PDCP sequence number (SN) and may include a function oftransferring data to the upper layer in the reordered order, a functionof recording PDCP PDUs missed by the reordering, a function of reportinga state of the missed PDCP PDUs to a transmitting side, and a functionof requesting a retransmission of the missed PDCP PDUs.

The main functions of the NR RLCs 3 d-10 and 3 d-35 may include some ofthe following functions: data transfer function (transfer of upper layerPDUs); in-sequence delivery function (in-sequence delivery of upperlayer PDUs); out-of-sequence delivery function (out-of-sequence deliveryof upper layer PDUs); ARQ function (Error correction through HARQ);concatenation, segmentation, reassembly function (concatenation,segmentation and reassembly of RLC SDUs); re-segmentation function(re-segmentation of RLC data PDUs); reordering function (reordering ofRLC data PDUs); duplicate detection function (duplicate detection);error detection function (protocol error detection); RLC SDU discardfunction (RLC SDU discard); and RLC re-establishment function (RLCre-establishment).

In the above description, the in-sequence delivery function of the NRRLC apparatus refers to a function of delivering RLC SDUs received froma lower layer to an upper layer in order, and may include a function ofreassembling and delivering an original one RLC SDU which is dividedinto a plurality of RLC SDUs and received, a function of rearranging thereceived RLC PDUs based on the RLC sequence number (SN) or the PDCPsequence number (SN), a function of recording the RLC PDUs lost by thereordering, a function of reporting a state of the lost RLC PDUs to thetransmitting side, a function of requesting a retransmission of the lostRLC PDUs, a function of delivering only the SLC SDUs before the lost RLCSDU to the upper layer in order when there is the lost RLC SDU, afunction of delivering all the received RLC SDUs to the upper layerbefore a predetermined timer starts if the timer expires even if thereis the lost RLC SDU, or a function of delivering all the RLC SDUsreceived until now to the upper layer in order if the predeterminedtimer expires even if there is the lost RLC SDU.

Further, the NR RLC may process the RLC PDUs in the received order (inorder of arrival regardless of the order of a sequence number and thesequence number), and may deliver the processed RLC PDUs to the PDCPentity the out-of-sequence delivery. In the case of the segment, the NRRLC may receive the segments which are stored in the buffer or is to bereceived later and reconfigure the RLC PDUs into one complete RLC PDUand then deliver the complete RLC PDU to the PDCP entity. The NR RLClayer may not include the concatenation function and may perform thefunction in the NR MAC layer or may be replaced by the multiplexingfunction of the NR MAC layer.

In this case, the out-of-sequence delivery function of the NR RLCapparatus refers to a function of directly delivering the RLC SDUsreceived from the lower layer to the upper layer regardless of order.

The NR MACs 3 d-15 and 3 d-30 may be connected to several NR RLC layerapparatus configured in one terminal, and the main functions of the NRMAC may include some of the following functions: mapping function(mapping between logical channels and transport channels); multiplexingand demultiplexing function (multiplexing/demultiplexing of MAC SDUs);scheduling information reporting function (scheduling informationreporting); HARQ function (error correction through HARQ); priorityhandling function between logical channels (priority handling betweenlogical channels of one UE); priority handling function betweenterminals (priority handling between UEs by means of dynamicscheduling); MBMS service identification function (MBMS serviceidentification); transport format selection function (transport formatselection); and padding function (padding).

The NR PHY layers 3 d-20 and 3 d-25 may perform an operation ofchannel-coding and modulating higher layer data, making the higher layerdata as an OFDM symbol and transmitting them to a radio channel, ordemodulating and channel-decoding the OFDM symbol received through theradio channel and transmitting the demodulated and channel-decoded OFDMsymbol to the higher layer.

FIG. 3E is a diagram illustrating the structure of the next generationmobile communication system according to embodiments of the presentdisclosure.

Referring to FIG. 3E, a radio access network of a next generation mobilecommunication system is configured to include a next generation basestation (New radio node B, hereinafter NR NB or NR base station) 3 e-10and a new radio core network (NR CN) 3 e-05. The user terminal (newradio user equipment, hereinafter, NR UE or UE) 3 e-15 accesses theexternal network through the NR NB 3 e-10 and the NR CN 3 e-05.

In FIG. 3E, the NR NB 3 e-10 corresponds to an evolved node B (eNB) ofthe existing LTE system. The NR NB is connected to the NR UE 3 e-15 viaa radio channel and may provide a service superior to the existing nodeB. In the next generation mobile communication system, since all usertraffics are served through a shared channel, an apparatus forcollecting state information such as a buffer state, an availabletransmission power state, and a channel state of the UEs to performscheduling is required. The NR NB 3 e-10 may serve as the device. One NRNB generally controls a plurality of cells. In order to realize thehigh-speed data transmission compared with the existing LTE, the NR gNBmay have the existing maximum bandwidth or more, and may be additionallyincorporated into a beam-forming technology by using orthogonalfrequency division multiplexing (hereinafter, referred to as OFDM) as aradio access technology. Further, an adaptive modulation and coding(hereinafter, referred to as AMC) determining a modulation scheme and achannel coding rate according to a channel status of the terminal isapplied. The NR CN 3 e-05 may perform functions such as mobilitysupport, bearer setup, QoS setup, and the like. The NR CN is a devicefor performing a mobility management function for the terminal andvarious control functions and is connected to a plurality of basestations. In addition, the next generation mobile communication systemcan interwork with the existing LTE system, and the NR CN is connectedto the MME 3 e-25 through the network interface. The MME is connected tothe eNB 3 e-30 which is the existing base station.

FIG. 3F is a diagram schematically illustrating data transmissionthrough packet duplication, which is considered in the disclosure, andillustrating how a terminal processes a duplicated packet according toembodiments of the present disclosure.

The disclosure is a method in which the terminal delivers duplicateddata through a different path (or expressed as leg) from an originalpacket when performing a packet duplication function in order to supportultra-reliable low latency communication (URLLC) in the next generationmobile communication system. When the duplicated data is allocated tothe same MAC PDU, duplication transmission is impossible, and as aresult, dual connectivity (DC) or carrier aggregation (CA) may be used.In other words, the terminal may be configured with SgNB or SCell tosupport the dual connectivity or carrier aggregation. In the disclosure,it is assumed that the dual connectivity and carrier aggregation areconfigured and a basic principle will be described through a packetprocessing method for each protocol structure in each case.

Referring back to FIG. 3F, the base station or the terminal receives adata packet for URLLC, that is, a PDCP SDU, from a higher layer (3 f-05and 3 f-50) and delivers the PDCP SDU to a PDCP layer. In steps 3 f-10and 3 f-55, the PDCP determines whether the corresponding data packet isreplicated and when the replication is required, original PDCP PDU 1 andreplicated PDCP PDU 2 are generated and then, delivered to an RLC layer(3 f-25, 3 f-30, 3 f-70, and 3 f-75). In the above step, thedetermination of the packet replication is performed with packetduplication activation/deactivation MAC CE (hereinafter, referred to asDu A/D MAC CE) received from the base station. RLC1 and RLC2 of eachserving cell transmit the received data packet to MgNB and the MAC layerof the terminal. The packet data received in 3 f-35, 3 f-80, and 3 f-85(in case of CA, one MAC may exist and two MACs may exist in case of DC)to an appropriate logical channel group (LCG) and then an MAC PDU isgenerated and delivered to physical layers (3 f-40, 3 f-45, 3 f-90, and3 f-95) of the corresponding serving cell.

The physical layer then transmits the MAC PDU received through thecorresponding carrier aggregation or dual connectivity and a receptionprocess is performed in a reverse order of the transmission process asit is. That is, the physical layer receives the data packet (MAC PDU)through the corresponding serving cells and delivers the data packet tothe MAC layer of the terminal or the corresponding base station. ThePDCP PDU 1 and the PDCP PDU 2 via the RLC are collected in the PDCP ofthe terminal or the base station. In the PDCP, when the same packetarrives by checking sequence numbers (SN) of the original packet and thereplicated packet received, one is deleted and then, delivered to thehigher layer.

FIG. 3G is a diagram illustrating an operation of accumulating a tokenby applying a priority bit rate for each logical channel as a part of alogical channel priority operation in a MAC according to embodiments ofthe present disclosure.

Referring to FIG. 3G, a logical channel prioritization (LCP) operationin the MAC considered in the disclosure may be known. The aboveoperation refers to the LCP in the LTE, and there is a difference inthat a problem which may occur when the existing LTE operation isperformed at it is in a specific situation in the NR is solved. Thesituation considered in the disclosure is as follows, and the operationof accumulating the tokens by applying a prioritized bit rate to eachlogical channel (LCH) in the following situation is described indetail: 1. Operation at the time of receiving packet duplicatedactivation/deactivation MAC CE; 2. Operation at the time of changinguplink path; and 3. Operation at the time of changing from split bearerto non-split bearer (alternatively, in an opposite case).

In the MAC of the terminal, when the bearer setup with the base stationis completed, a data packet is accumulated by a prioritized bit rate 3g-30 (hereinafter, referred to as PBR) for each LCH 3 g-05, 3 g-10, 3g-15, 3 g-20, or 3 g-25 for every transmission time interval (TTI) withrespect to the configured bearer. The above operation is performed foreach LCH, and repeated for a bucket size duration (BSD) 3 g-35 which isanother setting value. If the packet is accumulated by a BSD set in aspecific LCH, the above operation is stopped and the correspondingoperation is stopped until the packet becomes empty. In addition, theoperation is performed based on the priority 3 g-40 in the LCP. Toillustrate the example in the drawing, LC 5 is configured to PBR and BSDwith the same priority, for packet duplication for LCH 1. The parametersmay be set as other values.

The remaining LCH 2, 3, and 4 have each priority and PBR and BSD. In theLTE, the LCHs and LCH-specific parameters are configured when the basestation performs the bearer setup through the RRC to the terminal, andthe bearer setup is performed by the RRC and simultaneously, the PBR isaccumulated in every TTI. However, if this operation is performed, inthe LCH 5 where the packet duplication is configured, the packetduplication activation does not actually start, but the PBR isaccumulated, and if the packet duplication is activated through Du A/DMAC CE over time, the pre-accumulated PBR is used for the BSR requestand such an operation is not fit with the introduction purpose ofactivation/deactivation. Therefore, the terminal will have to accumulatethe PBR for LCH 5 (LCH for packet duplication) since receiving the DuA/D MAC CE.

In the disclosure, first, the operation when packet duplicationinactivation is instructed through the Du A/D MAC CE, which is the firstconsideration, will be described in detail. In addition to the PBR tokenprocessing method when the packet duplication RRC configuration and theactivation through the MAC CE are instructed, it is necessary to changethe operation of the PBR token processing method of the terminal whenthe packet duplication inactivation is instructed through the MAC CE. Ifthe operation in the existing LTE is maintained, even though theterminal receives the packet duplication deactivation through the MACCE, the PBR accumulated in the corresponding LCH may be maintainedwithout emptying, and if the packet duplication is activated againthereafter, the pre-accumulated PBR is used in the BSR request.

However, since the operation is not fit with the introduction purpose ofthe packet duplication deactivation, when the terminal receives thepacket duplication deactivation through the MAC CE, the terminal resetsthe PBR for the corresponding LCH to 0. That is, the PBR accumulated onthe corresponding LCH is emptied. In the disclosure, it is assumed thatthe activation and deactivation of packet duplication for a specific DRBis instructed through the MAC CE, and the association between the LCHthrough which the original data associated with the corresponding DRB istransferred and the LCH through which the duplicated data is transferredis known. This may be specified at the time of the DRB configurationthrough the RRC message. The corresponding operation is summarized asfollows.

1. Receiving packet duplication deactivation for DRB x (on the auxiliaryLCH where packet duplication is performed): Bj accumulated in thecorresponding LCH j is reset to 0. Here, Bj is the amount of bucketsaccumulated in the corresponding LCH j and is defined as PBR x TTI; stopoperation of accumulating PBR on the LCH (restart PBR accumulatingoperation when packet duplication activation is instructed).

Method 1: By adjusting the PBR value to 0 (that is, when MAC CE packetduplication deactivation is instructed, the PBR value is adjusted to 0).

Method 2: The PBR accumulating interruption operation is specifiedduring a deactivated time T (i.e., PBR accumulating interruption whenthe MAC CE packet duplication deactivation is instructed).

The operation where the uplink path is changed, which is the secondconsideration situation, will be described in detail. The correspondingoperation corresponds to a case where the terminal changes the primaryRLC entity by the RRC reconfiguration message. In this case, since theRLC path responsible for the uplink transmission is changed by theterminal, the detailed operation of the previous RLC entity and thechanged RLC entity is required When the RRC message is received, theterminal defines an operation of accumulating and resetting the PBRtokens in LCH old corresponding to the previous RLC entity and LCH_newcorresponding to the changed RLC entity. Basically, from the moment whenthe uplink path change is requested through the RRC message, the PBRtoken is accumulated in the LCH_new and the subsequent LCP operation isperformed. In the LCH old, the PBR for the corresponding LCH is reset to0 as soon as the uplink path change is requested through the RRCmessage. That is, the PBR accumulated on the corresponding LCH isemptied. The corresponding operation is summarized as follows.

2. In the case where the uplink path is changed (change primary RLCentity to RRC message): Bj accumulated in the corresponding LCH j isreset to 0. Here, Bj is the amount of buckets accumulated in thecorresponding LCH j and is defined as PBR x TTI; and stop operation ofaccumulating PBR on the LCH (restart the PBR accumulating operation whenthe uplink path is rechanged to the corresponding LCH).

Method 1: When the uplink path is switched, the PBR value of theprevious LCH is set to 0, and when the original path is switched back,the PBR value is set to the original PBR value.

Method 2: The PBR accumulating interruption operation is specifiedduring the time T when the original path is switched and the uplinktransmission is interrupted.

Even when the split bearer is changed to the non-split bearer orvice-verse, which is a third consideration, it is necessary to definethe operation of accumulating the PBR tokens by the terminal. Inparticular, when the terminal receives a change request from a splitbearer to a non-split bearer through an RRC message or vice versa, theterminal receives a change request from the split bearer to the splitbearer, the detailed operation of stacking the PBR tokens of the LCH ona non-preferred path is required. In addition, the situation is alsoapplied to the case where the split bearer is stopped and the non-splitbearer is operated because the amount of PDCP data and the amount of RLCdata to be transmitted to two RLC entities configured to the splitbearer are smaller than a set threshold value. When the bearer ischanged from the split bearer to the non-split bearer, the terminalresets the PBR accumulated in the non-preferred path (specific LCH) to0. In the opposite case, when the bearer is changed from the non-splitbearer to the split bearer, the terminal performs the operation ofaccumulating the PBR token of the LCH for the non-preferred path fromthe moment when the RRC message is received. The corresponding operationis summarized as follows.

3. At the time of changing from the split bearer to the non-split bearer(changing the bearer by the RRC message and change the bearer by thethreshold value operation): Bj accumulated in the corresponding LCH j isreset to 0. Here, Bj is the amount of buckets accumulated in thecorresponding LCH j and is defined as PBR x TTI; and stop the operationof accumulating PBR on the LCH (restart the PBR accumulating operationwhen the bearer is changed to the split bearer again and thetransmission to the corresponding LCH is determined).

Method 1: At the time of changing from the split bearer to the non-splitbearer, the PBR value of the non-preferred path LCH is set to 0, andwhen the bearer is changed to the split bearer again and thetransmission to the corresponding LCH is determined, the value is set tothe original PBR value.

Method 2: The PBR accumulating interruption operation is specified for atime T when the split bearer is released because the amount of data isless than the threshold.

After the LCP operation in a state where the packet duplication isapplied as described above, the terminal requests the BSR to the basestation and stores the data according to the LCP procedure in the grantreceived from the base station. The LCP procedure may refer to theprocedure in the LTE and, in summary, follows the following order.

1. Data stored by LCH priority are sequentially stored (not exceed theBSD by LCH).

2. When data for all valid LCHs are stored and the grant is left, allthe data for the LCH with the highest priority are stored, and thenequally applied even to the next priorities.

3. In the case of the LCH to which the packet duplication is applied,PBR and LCP operation after receiving activation indication of Du A/DMAC CE.

4. The packet duplication packet and the original packet are stored indifferent grants.

5. In the case of the LCH to which the packet duplication is applied,PBR operation is reset when receiving deactivation indication of Du A/DMAC CE.

FIG. 3H is a view illustrating an operation of processing a priority bitrate when a terminal for which packet duplication is set up receives apacket duplication deactivation MAC CE as a 3-1th embodiment of thepresent disclosure.

The terminal configures the RRC connection with the base station fordata transmission and reception (3 h-05), and receives the RRC messagecontaining the bearer setup for URLLC from the base station (3 h-10).For the operation, CA or DC may be configured, and when the CA isapplied, an RLC configured for URLLC transmission among the RLC of theSCell may be additionally configured, and an additional LCG cell groupand a serving cell may be configured. If the DC is applied, theconfiguration for the SCG cell may include a logical channel for URLLC,i.e., an RLC and a serving cell configuration. In addition, the DRBconfiguration indicates whether duplication is applied for each splitbearer, and a preferred path for each split bearer may be configuredThat is, an indicator for indicating the packet duplication may beindicated to a specific radio bearer (RB) i. In this case, the RB i maybe configured with a split bearer so that one PDCP and two RLCs may beconfigured.

The preferred path may be mapped to a specific logical channel id anddesignated as a path through which a specific service is delivered.Alternatively, the preferred path may be used to specify the path towhich the original data packet is delivered, and may be used for whichpath is used and the like when the quality of both paths is good. In theDBR configuration, a parameter related to the LCP may be configured(logicalChannelConfig) for each LCH. The priority of the correspondingLCH, PBR, BSD, and LCG may be configured as the corresponding parameter.In the DRB configuration, since two RLCs are configured in the splitbearer and the corresponding RLC is designated as a specific LCH. Thereare two LCH-related configurations, and in particular, two PBRs areconfigured in response to the respective LCHs.

Thereafter, the terminal performs the up and down data transmission withthe base station (3 h-15, 3 h-25). In the downlink, the base station mayimmediately perform the downlink packet duplication operation withrespect to the split bearer in which the packet duplication isconfigured. On the other hand, in the case of uplink packet duplication,since the uplink packet duplication is operated after indicating theactivation/deactivation through Du A/D MAC CE, the uplink packetduplication is not applied in a current step. In step 3 h-20, theterminal applies a buffer status (BS) computation method 1 to all DRBsfor uplink data transmission. The base station computation method 1means calculating the base station by considering only the PDCP datavolume for the preferred logical channel when calculating the PDCP datavolume of the split DRB Also, in the operation, the terminal configuresthe corresponding bearer in the RRC and simultaneously accumulates thePBR for the preferred logical channel in each TTI. The PBR does notaccumulate above the BSD value, and the amount of buckets accumulated inthe corresponding LCH j is called Bj. In the above step, an operation ofaccumulating the PBR is not performed with respect to thesecondary/non-preferred logical channel.

Thereafter, the base station may instruct the activation of the packetduplication for a predetermined DRB to the terminal through the Du A/DMAC CE due to the certain reason (3 h-30). That is, a Di field of the DuA/D MAC CE is set to 1 and transmitted to the terminal. For thepredetermined reason, the base station may determine that the packetduplication is required by determining the transmission link quality ofthe terminal, or may determine that the URLLC mode is required accordingto the base station implementation for the specific service mapped tothe LCH. In the terminal aspect, if the duplication of at least one DRBis newly activated after receiving the Du A/D MAC CE, the terminalperforms the following operation (3 h-35):converting the base stationcomputation method from method 1 to method 2 with respect to the DRB inwhich the duplication is activated; regular BSR trigger; and for thesecondary/non-primary LCH, a bucket corresponding to the PBR every TTIstarts to be accumulated and Bj is saved.

Here, the base station computation method 1 means that a PDCP datavolume is considered only in the base station for the preferred logicalchannel when calculating the PDCP data volume of the split DRB. The BScomputation method 2 means that the PDCP data volume for both the basestation of the preferred logical channel and the base station of thenon-preferred logical channel is considered when calculating the PDCPdata volume of the split DRB. Unlike the method, as an alternativesolution, the MAC notifies an A/D situation to the PDCP and the PDCP mayappropriately notify the PDCP data volume to the MAC according to thesituation.

In particular, in the disclosure, the operation of processing PBR isfocused. In step 3 h-40, the terminal performs uplink and downlink datatransmission with the base station using all of the packet-duplicatedpaths. In step 3 h-45, if the terminal receives the Du A/D MAC CEindicating the deactivation of packet duplication for the configuredDRB, that is, if the Di field of the Du A/D MAC CE is set to 0, The UEdeactivates the LCH corresponding to the non-preferred path of thecorresponding DRB and performs a first operation in step 3 h-50. Here,the first operation is to reset the Bj saved in thesecondary/non-primary LCH to 0 and stop the operation of accumulatingthe Bj in the corresponding LCH. That is, the operation of accumulatingbuckets by PBR every TTI is stopped. For the operation, two methodsbelow may be applied.

Method 1: Adjusting the PBR value to 0 (that is, when MAC CE packetduplication deactivation is instructed, the PBR value is adjusted to 0).

Method 2: The PBR saving is stopped in the MAC during a deactivated timeT (i.e., PBR accumulating is stopped when the MAC CE packet duplicationdeactivation is instructed).

In step 3 h-55, the terminal performs uplink and downlink datatransmission with the base station through the preferred path. In step 3h-60, if the packet duplication activation for the corresponding DRB iis instructed again, that is, if the Di field value of the Du A/D MAC CEis set to 1, in step 3 h-65, the terminal restarts the operation ofaccumulating the Bj which has been stopped for the secondary/non-primaryLCH of the configured DRB. That is, for the secondary/non-primary LCH, abucket corresponding to the PBR every TTI starts to be accumulated andBj is saved.

FIG. 3I is a diagram illustrating an operation of processing a prioritybit rate when an uplink transmission path of a terminal is switched as a3-2th embodiment of the present disclosure.

The terminal configures the RRC connection with the base station fordata transmission and reception (3 i-05), and receives the RRC messagecontaining the bearer setup for URLLC from the base station (3 i-10).For the operation, CA or DC may be configured, and when the CA isapplied, an RLC configured for URLLC transmission among the RLC of theSCell may be additionally configured, and an additional LCG cell groupand a serving cell may be configured. If the DC is applied, theconfiguration for the SCG cell may include a logical channel for URLLC,i.e., an RLC and a serving cell configuration. In addition, the DRBconfiguration indicates whether duplication is applied for each splitbearer, and a preferred path for each split bearer may be configuredThat is, an indicator for indicating the packet duplication may beindicated to a specific radio bearer (RB) i. In this case, the RB i maybe configured with a split bearer so that one PDCP and two RLCs may beconfigured. The preferred path may be mapped to a specific logicalchannel id and designated as a path through which a specific service isdelivered.

Alternatively, the preferred path may be used to specify the path towhich the original data packet is delivered, and may be used for whichpath is used and the like when the quality of both paths is good. In theDBR configuration, a parameter related to the LCP may be configured(logicalChannelConfig) for each LCH. The priority of the correspondingLCH, PBR, BSD, and LCG may be configured as the corresponding parameter.In the DRB configuration, since two RLCs are configured in the splitbearer and the corresponding RLC is designated as a specific LCH. Thereare two LCH-related configurations, and in particular, two PBRs areconfigured in response to the respective LCHs.

Thereafter, the terminal performs the up and down data transmission withthe base station (3 i-15, 3 i-25). In the downlink, the base station mayimmediately perform the downlink packet duplication operation withrespect to the split bearer in which the packet duplication isconfigured. On the other hand, in the case of uplink packet duplication,since the uplink packet duplication is operated after indicating theactivation/deactivation through Du A/D MAC CE, the uplink packetduplication is not applied in a current step. In step 3 i-20, theterminal applies a buffer status (BS) computation method 1 to all DRBsfor uplink data transmission. The base station computation method 1means calculating the base station by considering only the PDCP datavolume for the preferred logical channel when calculating the PDCP datavolume of the split DRB Also, in the operation, the terminal configuresthe corresponding bearer in the RRC and simultaneously accumulates thePBR for the preferred logical channel in each TTI. The PBR does notaccumulate above the BSD value, and the amount of buckets accumulated inthe corresponding LCH j is called Bj. In the above step, an operation ofaccumulating the PBR is not performed with respect to thesecondary/non-preferred logical channel.

Thereafter, the base station may switch the primary RLC entityconfigured to the terminal to another RLC entity through the RRC messagein step 3 i-30 for a predetermined reason. That is, the secondary RLCentity configured in the corresponding split bearer may be changed tothe primary RLC entity, and the primary RLC entity in operation may bechanged to the secondary RLC entity. In this case, only the datatransmission/reception to the primary RLC entity is performed becausethe packet duplication is in the deactivated state. The terminalreceiving an uplink transmission path switching RRC message performs asecond operation in step 3 i-35. The second operation is to reset the Bjsaved in the secondary/non-primary LCH (the previous primary LCH) to 0and stop the operation of accumulating the Bj in the corresponding LCH.That is, the operation of accumulating buckets by PBR every TTI isstopped. For the operation, two methods below may be applied.

Method 1: When an uplink path is switched, the PBR value of the previousLCH is set to 0.

Method 2: During the time T when an original path is switched and theuplink transmission is stopped, the MAC instructs the corresponding LCH(previous primary LCH) PBR saving stop

In step 3 i-40, the terminal performs uplink and downlink datatransmission with the base station through the configured preferredpath. In step 3 i-45, when the terminal receives a message of switchingthe primary RLC entity configured to the terminal to another RLC entitythrough the RRC message from the base station, that is, when the primaryRLC entity is switched to the uplink path which has been firstconfigured again, in step 3 i-50, the terminal switches the primary RLCto the previous LCH of the configured DRB and restarts the operation ofaccumulating the Bj which has been stopped on the corresponding LCH.That is, for the switched LCH, a bucket corresponding to the PBR everyTTI starts to be accumulated and Bj is saved.

FIG. 3J is a diagram illustrating an operation of processing a prioritybit rate when a UE in which a split bearer is configured is changed to anon-split bearer as a 3-3th embodiments of the present disclosure.

The terminal configures the RRC connection with the base station fordata transmission and reception (3 j-05), and receives the RRC messagecontaining the bearer setup for URLLC from the base station (3 j-10).For the operation, CA or DC may be configured, and when the CA isapplied, an RLC configured for URLLC transmission among the RLC of theSCell may be additionally configured, and an additional LCG cell groupand a serving cell may be configured. If the DC is applied, theconfiguration for the SCG cell may include a logical channel for URLLC,i.e., an RLC and a serving cell configuration. In addition, the DRBconfiguration indicates whether duplication is applied for each splitbearer, and a preferred path for each split bearer may be configuredThat is, an indicator for indicating the packet duplication may beindicated to a specific radio bearer (RB) i. In this case, the RB i maybe configured with a split bearer so that one PDCP and two RLCs may beconfigured.

The preferred path may be mapped to a specific logical channel id anddesignated as a path through which a specific service is delivered.Alternatively, the preferred path may be used to specify the path towhich the original data packet is delivered, and may be used for whichpath is used and the like when the quality of both paths is good. In theDBR configuration, a parameter related to the LCP may be configured(logicalChannelConfig) for each LCH. The priority of the correspondingLCH, PBR, BSD, and LCG may be configured as the corresponding parameter.In the DRB configuration, since two RLCs are configured in the splitbearer and the corresponding RLC is designated as a specific LCH. Thereare two LCH-related configurations, and in particular, two PBRs areconfigured in response to the respective LCHs.

Thereafter, the terminal performs the uplink and downlink datatransmission with the base station (3 j-15, 3 j-25). In the downlink,the base station may immediately perform the downlink packet duplicationoperation with respect to the split bearer in which the packetduplication is configured. On the other hand, in the case of uplinkpacket duplication, since the uplink packet duplication is operatedafter indicating the activation/deactivation through Du A/D MAC CE, theuplink packet duplication is not applied in a current step. In step 3j-20, the terminal applies a buffer status (BS) computation method 1 toall DRBs for uplink data transmission. The base station computationmethod 1 means calculating the base station by considering only the PDCPdata volume for the preferred logical channel when calculating the PDCPdata volume of the split DRB Also, in the operation, the terminalconfigures the corresponding bearer in the RRC and simultaneouslyaccumulates the PBR for the preferred logical channel in each TTI. ThePBR does not accumulate above the BSD value, and the amount of bucketsaccumulated in the corresponding LCH j is called Bj. In the above step,an operation of accumulating the PBR is not performed with respect tothe secondary/non-preferred logical channel.

Thereafter, the base station may instruct the activation of the packetduplication for a predetermined DRB to the terminal through the Du A/DMAC CE due to the certain reason (3 j-30). That is, a Di field of the DuA/D MAC CE is set to 1 and transmitted to the terminal. For thepredetermined reason, the base station may determine that the packetduplication is required by determining the transmission link quality ofthe terminal, or may determine that the URLLC mode is required accordingto the base station implementation for the specific service mapped tothe LCH. In the terminal aspect, if the duplication of at least one DRBis newly activated after receiving the Du A/D MAC CE, the terminalperforms the following operation (3 j-35): converting the base stationcomputation method from method 1 to method 2 with respect to the DRB inwhich the duplication is activated; regular BSR trigger; and for thesecondary/non-primary LCH, a bucket corresponding to the PBR every TTIstarts to be accumulated and Bj is saved.

Here, the base station computation method 1 means that a PDCP datavolume is considered only in the base station for the preferred logicalchannel when calculating the PDCP data volume of the split DRB. The BScomputation method 2 means that the PDCP data volume for both the basestation of the preferred logical channel and the base station of thenon-preferred logical channel is considered when calculating the PDCPdata volume of the split DRB. Unlike the method, as an alternativesolution, the MAC notifies an A/D situation to the PDCP and the PDCP mayappropriately notify the PDCP data volume to the MAC according to thesituation.

In particular, in the disclosure, the operation of processing PBR isfocused. In step 3 j-40, the terminal performs uplink and downlink datatransmission with the base station using all of the packet-duplicatedpaths.

In step 3 j-45, the terminal calculates a total PDCP data volume pendingfor transmission to the configured split bearer and an RLC data volumein two RLC entities and compares a predetermined threshold valueul-DataSplitThreshold to the RRC with the value. If the data volumesaved for the transmission is smaller than the threshold value, in step3 j-50, the bearer is changed from the split bearer to the non-splitbearer, the secondary/non-primary LCH is deactivated, and a thirdoperation is performed. The third operation occurs by an operation ofchanging and transmitting the data saved in the split bearer to thenon-split bearer and is performed by resetting the Bj saved in thesecondary/non-primary LCH (the previous primary LCH) to 0 and stoppingthe operation of accumulating the Bj in the corresponding LCH. That is,the operation of accumulating buckets by PBR every TTI is stopped. Forthe operation, two methods below may be applied.

Method 1: A PBR value of a non-preferred path LCH is set to 0 whenchanging from a split bearer to a non-split bearer

Method 2: The PBR accumulating interruption operation is specified for atime T when the split bearer is released because the amount of data isless than the threshold.

In step 3 j-55, the terminal performs uplink and downlink datatransmission with the base station through the configured preferredpath. In step 3 j-60, if a change condition from the non-fragmentedbearer to the split bearer is satisfied, the terminal restarts theoperation of accumulating the Bj which has been stopped with respect tothe secondary/non-primary LCH of the configured DRB. That is, withrespect to the secondary/non-primary LCH of the corresponding DRB afterthe change to the split bearer, a bucket corresponding to the PBR everyTTI starts to be accumulated and the Bj is saved. The change conditionfrom the non-split bearer to the split bearer is as follows. The totalPDCP data volume pending for transmission to the configured split bearerand the RLC data volume of the two RLC entities are calculated, apredetermined threshold value ul-DataSplitThreshold is compared with thevalue by the RRC, and then the data volume saved for the transmission islarger than the threshold value.

FIG. 3K is an overall diagram related to an operation for processing PBRaccording to embodiments of the present disclosure.

The terminal configures the RRC connection with the base station fordata transmission and reception (3 i-05), and receives the RRC messagecontaining the bearer setup for URLLC from the base station (3 k-10).For the operation, CA or DC may be configured, and when the CA isapplied, an RLC configured for URLLC transmission among the RLC of theSCell may be additionally configured, and an additional LCG cell groupand a serving cell may be configured. If the DC is applied, theconfiguration for the SCG cell may include a logical channel for URLLC,i.e., an RLC and a serving cell configuration. In addition, the DRBconfiguration indicates whether duplication is applied for each splitbearer, and a preferred path for each split bearer may be configuredThat is, an indicator for indicating the packet duplication may beindicated to a specific radio bearer (RB) i. In this case, the RB i maybe configured with a split bearer so that one PDCP and two RLCs may beconfigured.

The preferred path may be mapped to a specific logical channel id anddesignated as a path through which a specific service is delivered.Alternatively, the preferred path may be used to specify the path towhich the original data packet is delivered, and may be used for whichpath is used and the like when the quality of both paths is good. In theDBR configuration, a parameter related to the LCP may be configured(logicalChannelConfig) for each LCH. The priority of the correspondingLCH, PBR, BSD, and LCG may be configured as the corresponding parameter.In the DRB configuration, since two RLCs are configured in the splitbearer and the corresponding RLC is designated as a specific LCH. Thereare two LCH-related configurations, and in particular, two PBRs areconfigured in response to the respective LCHs.

Thereafter, the terminal performs the uplink and downlink datatransmission with the base station, and in the case of the downlink, thebase station may immediately perform the downlink packet duplicationoperation with respect to the split bearer in which the packetduplication is configured. On the other hand, in the case of uplinkpacket duplication, since the uplink packet duplication is operatedafter indicating the activation/deactivation through Du A/D MAC CE, theuplink packet duplication is not applied in a current step. In step 3k-15, the terminal applies a buffer status (BS) computation method 1 toall DRBs for uplink data transmission. The base station computationmethod 1 means calculating the base station by considering only the PDCPdata volume for the preferred logical channel when calculating the PDCPdata volume of the split DRB Also, in the operation, the terminalconfigures the corresponding bearer in the RRC and simultaneouslyaccumulates the PBR for the preferred logical channel in each TTI. ThePBR does not accumulate above the BSD value, and the amount of bucketsaccumulated in the corresponding LCH j is called Bj. In the above step,an operation of accumulating the PBR is not performed with respect tothe secondary/non-preferred logical channel.

In step 3 k-20, the terminal performs a different operation depending onwhether a specific event occurs. If an event 1 occurs in which thepacket duplication has been previously activated and the terminalreceives the packet duplication deactivation MAC CE while performing thecorresponding operation, the terminal performs the first operation instep 3 k-25 and transmits and receives the data while maintaining thecorresponding configuration. In step 3 k-30, when receiving the MAC CEfor activating the packet duplication of the corresponding DRB again,the terminal restarts the Bj saving operation for the secondary LCH instep 3 k-35.

In step 3 k-20, if an event 2 occurs in which the terminal receives anRRC message indicating the change of the uplink transmission path fromthe base station, the terminal performs a second operation in step 3k-40. The RRC message may indicate the change of the primary RLC entity,and it is assumed that the packet duplication is in the deactivatedstate in the above step. In step 3 k-45, when the terminal receives amessage of previously changing the uplink transmission path again fromthe base station, the terminal resumes the Bj saving operation for theprevious LCH in step 3 k-50.

In step 3 k-20, if an event 3 corresponding to a change condition fromthe split bearer to the non-split bearer occurs, the terminal performs athird operation in step 3 k-55. The condition corresponds to a casewhere a total PDCP data volume pending for transmission to theconfigured split bearer from the base station and an RLC data volume ofthe two RLC entities are calculated, a predetermined threshold valueul-DataSplitThreshold is compared with the value by the RRC, and thenthe data volume saved for the transmission is smaller than the thresholdvalue. In step 3 k-60, when the terminal satisfies the conditioncorresponding to the change from the non-split bearer to the splitbearer again, the terminal resumes the Bj saving operation for thesecondary LCH in step 3 k-65. The condition corresponds to a case wherea total PDCP data volume pending for transmission to the configuredsplit bearer from the base station and an RLC data volume of the two RLCentities are calculated, a predetermined threshold valueul-DataSplitThreshold is compared with the value by the RRC, and thenthe data volume saved for the transmission is larger than the thresholdvalue.

FIG. 3L is a diagram illustrating a method for processing a bucket ofLCH when an uplink grant is received from a base station, as a terminaloperation according to embodiments of the present disclosure.

The terminal configures the RRC connection with the base station fordata transmission and reception (3 l-05), and receives the RRC messagecontaining the bearer setup for URLLC from the base station (3 l-10). Inthe DBR configuration, a parameter related to the LCP may be configured(logicalChannelConfig) for each LCH. The priority of the correspondingLCH, PBR, BSD, and LCG may be configured as the corresponding parameter.In the DRB configuration, since two RLCs are configured in the splitbearer and the corresponding RLC is designated as a specific LCH. Thereare two LCH-related configurations, and in particular, two PBRs areconfigured in response to the respective LCHs. In steps 3 l-15, theterminal performs a packet duplication operation by receiving a packetduplication activation MAC CE. In steps 3 l-20, when the terminalreceives an uplink grant for data to be transmitted from the basestation, the terminal updates the Bj value for the corresponding LCH insteps 3 l-25. This is an operation of updating the Bj value newlybecause the transmission for the corresponding LCH has been performed.The operation is performed in both the primary LCH and the secondary LCHwhen the packet duplication is activated. Accurately, this correspondsto a case where the Bj accumulated in a specific LCH is used through anuplink grant. Also, updating the Bj value means that the saved Bj istransmitted to the uplink grant, so that the saved Bj is empty in theLCH by reflecting the transmitted amount. In step 3 l-30, the terminalresumes data transmission/reception with the base station.

FIG. 3m is a block diagram illustrating the internal structure of theterminal according to embodiments of the present disclosure.

Referring to FIG. 1M, the terminal includes a radio frequency (RF)processor 3 m-10, a baseband processor 3 m-20, a memory 3 m-30, and acontroller 3 m-40.

The RF processor 3 m-10 serves to transmit/receive a signal through aradio channel, such as band conversion and amplification of a signal.That is, the RF processor 3 m-10 up-converts a baseband signal providedfrom the baseband processor 3 m-20 into an RF band signal and thentransmits the RF band signal through an antenna and down-converts the RFband signal received through the antenna into the baseband signal. Forexample, the RF processor 3 m-10 may include a transmitting filter, areceiving filter, an amplifier, a mixer, an oscillator, a digital toanalog converter (DAC), an analog to digital converter (ADC), or thelike. In the above figure, only one antenna is illustrated, but theterminal may include a plurality of antennas. Further, the RF processor3 m-10 may include the plurality of RF chains. Further, the RF processor3 m-10 may perform beamforming. For the beamforming, the RF processor 3m-10 may adjust a phase and a size of each of the signals transmittedand received through a plurality of antennas or antenna elements. Inaddition, the RF processor may perform MIMO and may receive a pluralityof layers when performing a MIMO operation.

The baseband processor 3 m-20 performs a conversion function between thebaseband signal and the bit string according to a physical layerstandard of the system. For example, when data are transmitted, thebaseband processor 3 m-20 generates complex symbols by coding andmodulating a transmitting bit string. Further, when data are received,the baseband processor 3 m-20 recovers the received bit string bydemodulating and decoding the baseband signal provided from the RFprocessor 3 m-10. For example, according to the orthogonal frequencydivision multiplexing (OFDM) scheme, when data are transmitted, thebaseband processor 3 m-20 generates the complex symbols by coding andmodulating the transmitting bit string, maps the complex symbols tosub-carriers, and then performs an inverse fast Fourier transform (IFFT)operation and a cyclic prefix (CP) insertion to configure the OFDMsymbols. Further, when data are received, the baseband processor 3 m-20divides the baseband signal provided from the RF processor 3 m-10 in anOFDM symbol unit and recovers the signals mapped to the sub-carriers bya fast Fourier transform (FFT) operation and then recovers the receivingbit string by the modulation and decoding.

The baseband processor 3 m-20 and the RF processor 3 m-10 transmit andreceive a signal as described above. Therefore, the baseband processor 3m-20 and the RF processor 3 m-10 may be called a transmitter, areceiver, a transceiver, or a communication unit. Further, at least oneof the baseband processor 3 m-20 and the RF processor 3 m-10 may includea plurality of communication modules to support a plurality of differentradio access technologies. Further, at least one of the basebandprocessor 3 m-20 and the RF processor 3 m-10 may include differentcommunication modules to process signals in different frequency bands.For example, different radio access technologies may include the WLAN(e.g., IEEE 802.11), a cellular network (e.g., LTE), or the like.Further, the different frequency bands may include a super highfrequency (SHF) (e.g., 2 NRHz, NRhz) band, a millimeter wave (e.g., 60GHz) band.

The memory 3 m-30 stores data such as basic programs, applicationprograms, and configuration information or the like for the operation ofthe terminal. In particular, the memory 3 m-30 may store informationassociated with a second access node performing wireless communicationusing a second radio access technology. Further, the memory 3 m-30provides the stored data according to the request of the controller 3m-40.

The controller 3 m-40 controls the overall operations of the terminal.For example, the controller 3 m-40 transmits/receives a signal throughthe baseband processor 3 m-20 and the RF processor 3 m-10. Further, thecontroller 3 m-40 records and reads data in and from the memory 3 m-30.For this purpose, the controller 3 m-40 may include at least oneprocessor. For example, the controller 3 m-40 may include acommunication processor (CP) performing a control for communication andan application processor (AP) controlling an upper layer such as theapplication programs.

FIG. 3n is a block diagram illustrating a configuration of a basestation according to embodiments of the present disclosure.

As illustrated in FIG. 3N, the base station is configured to include anRF processor 3 n-10, a baseband processor 3 n-20, a backhaulcommunication communication interface 3 n-30, a memory 3 n-40, and acontroller 3 n-50.

The RF processor 3 n-10 serves to transmit and receive a signal througha radio channel, such as band conversion and amplification of a signal.That is, the RF processor 3 n-10 up-converts a baseband signal providedfrom the baseband processor 3 n-20 into an RF band signal, transmits theRF band signal through an antenna and down-converts the RF band signalreceived through the antenna into the baseband signal. For example, theRF processor 3 n-10 may include a transmitting filter, a receivingfilter, an amplifier, a mixer, an oscillator, a DAC, an ADC, or thelike. In the above figure, only one antenna is illustrated, but thefirst access node may include a plurality of antennas. Further, the RFprocessor 3 n-10 may include a plurality of RF chains. Further, the RFprocessor 3 n-10 may perform the beamforming. For the beamforming, theRF processor 3 n-10 may adjust a phase and a size of each of the signalstransmitted/received through a plurality of antennas or antennaelements. The RF processor may perform a downward MIMO operation bytransmitting one or more layers.

The baseband processor 3 n-20 performs a conversion function between thebaseband signal and the bit string according to the physical layerstandard of the first radio access technology. For example, when dataare transmitted, the baseband processor 3 n-20 generates complex symbolsby coding and modulating a transmitted bit string. Further, when dataare received, the baseband processor 3 n-20 recovers the received bitstring by demodulating and decoding the baseband signal provided fromthe RF processor 3 n-10. For example, according to the OFDM scheme, whendata are transmitted, the baseband processor 3 n-20 generates thecomplex symbols by coding and modulating the transmitting bit string,maps the complex symbols to the sub-carriers, and then performs the IFFToperation and the CP insertion to construct the OFDM symbols. Further,when data are received, the baseband processor 3 n-20 divides thebaseband signal provided from the RF processor 3 n-10 in the OFDM symbolunit, recovers the signals mapped to the sub-carriers by the FFToperation, and then recovers the received bit string by the demodulationand decoding. The baseband processor 3 n-20 and the RF processor 3 n-10transmit and receive a signal as described above. Therefore, thebaseband processor 3 n-20 and the RF processor 3 n-10 may be called atransmitter, a receiver, a transceiver, a communication unit, or a radiocommunication unit.

The backhaul communication unit 3 n-30 provides an interface forperforming communication with other nodes within the network. That is,the backhaul communication unit 3 n-30 converts bit strings transmittedfrom the main base station to other nodes, for example, an auxiliarybase station, a core network, etc., into physical signals and convertsthe physical signals received from other nodes into the bit strings.

The memory 3 n-40 stores data such as the basic programs, theapplication programs, and the configuration information for theoperation of the main base station. In particular, the memory 3 n-40 maystore the information on the bearer allocated to the accessed terminal,the measured results reported from the accessed terminal, or the like.Further, the memory 3 n-40 may store information that is a determinationcriterion on whether to provide the multiple connections to the terminalto the terminal or stop the multiple connections. Further, the memory 3n-40 provides the stored data according to the request of the controller3 n-50.

The controller 3 n-50 controls the overall operations of the main basestation. For example, the controller 3 n-50 transmits/receives a signalthrough the baseband processor 3 n-20 and the RF processor 3 n-10 or thebackhaul communication unit 3 n-30. Further, the controller 3 n-50records and reads data in and from the memory 3 n-40. For this purpose,the controller 3 n-50 may include at least one processor.

Fourth Embodiment

Hereinafter, if it is determined that the detailed description of theknown art related to the disclosure may obscure the gist of thedisclosure, the detailed description thereof will be omitted.Hereinafter, embodiments of the disclosure will be described in detailwith reference to the accompanying drawings.

FIG. 4A is a diagram illustrating a structure of the next generationmobile communication system according to embodiments of the presentdisclosure.

Referring to FIG. 5A, a radio access network of a next generation mobilecommunication system is configured to include a next generation basestation (New radio node B, hereinafter NR NB or NR base station) 4 a-10and a new radio core network (NR CN) 4 a-05. The user terminal (newradio user equipment, hereinafter, NR UE or UE) 4 a-15 accesses theexternal network through the NR NB 4 a-10 and the NR CN 4 a-05.

In FIG. 5A, the NR NB 4 a-10 corresponds to an evolved node B (eNB) ofthe existing LTE system. The NR NB is connected to the NR UE 4 a-15 viaa radio channel and may provide a service superior to the existing nodeB. In the next generation mobile communication system, since all usertraffics are served through a shared channel, an apparatus forcollecting state information such as a buffer state, an availabletransmission power state, and a channel state of the UEs to performscheduling is required. The NR NB 4 a-10 may serve as the device. One NRNB generally controls a plurality of cells. In order to realize thehigh-speed data transmission compared with the existing LTE, the NR gNBmay have the existing maximum bandwidth or more, and may be additionallyincorporated into a beam-forming technology by using orthogonalfrequency division multiplexing (hereinafter, referred to as OFDM) as aradio access technology.

Further, an adaptive modulation and coding (hereinafter, referred to asAMC) determining a modulation scheme and a channel coding rate accordingto a channel status of the terminal is applied. The NR CN 4 a-05 mayperform functions such as mobility support, bearer setup, QoS setup, andthe like. The NR CN is an apparatus for performing a mobility managementfunction for the terminal and various control functions and is connectedto a plurality of base stations. In addition, the next generation mobilecommunication system can interwork with the existing LTE system, and theNR CN is connected to the MME 4 a-25 through the network interface. TheMME is connected to the eNB 4 a-30 which is the existing base station.

FIG. 4B is a diagram for explaining a scenario in which a partialfrequency band is applied in a next generation mobile communicationsystem according to embodiments of the present disclosure.

A bandwidth part (BWP) application technology means that a terminalperforms communication using only some bandwidths of system bandwidthsused by one cell. The BWP is used to reduce the manufacturing cost ofthe terminal or to save power of the terminal. The BWP may be configuredby the base station only for the terminal supporting the purpose.

Referring to FIG. 4B, there are largely three BWP operating scenarios.

A first scenario is to apply the BWP for the terminal that supports onlya bandwidth 4 b-10 narrower than a system bandwidth 4 b-05 used by onecell. To reduce the manufacturing cost, a specific UE may be developedto support a limited bandwidth. The terminal needs to report to the basestation supporting only the limited bandwidth, and accordingly, the basestation configures the maximum bandwidth or less BWP supported by theterminal.

A second scenario is to apply the BWP for UE power saving. For example,one UE performs communication using the entire system bandwidth 4 b-15or a partial bandwidth 4 b-20 used by one cell, but the communication BSmay set a narrower bandwidth 4 b-25 for the saving purpose.

A third scenario is to apply individual BWPs corresponding to differentnumerologies. The numerology means that a physical layer configurationis diversified in order to implement optimal data transmission accordingto various service requirements. For example, in an OFDMA structurehaving a plurality of subcarriers, a separation distance between thesubcarriers may be variably adjusted according to a predeterminedrequirement. One terminal may communicate by applying a plurality ofnumerologies at the same time At this time, since the physical layerconfiguration corresponding to each numerology is described above, it ispreferable to divide and apply each numerology into separate BWPs 4 b-35and 4 b-40.

The disclosure proposes a method for configuring and changing the BWP.Since a supportable bandwidth is different for each UE, in initialaccess, communication must be performed with BWP applicable to all UEsand the BWP for a specific UE is applied from a predetermined point intime. The applied BWP may be changed through predetermined signaling andthe BWP to be applied in the target cell at the time of handover isindicated to the UE through the predetermined signaling.

FIG. 4C is a conceptual diagram showing a paging time point in theconventional LTE technology according to embodiments of the presentdisclosure.

A DRX operation is a method that may improve power consumption. A DRXoperation in a standby mode is to monitor the paging periodically, notto monitor the paging at all times. The terminal performs a receivingoperation to receive the paging signal from the base station. However,since the paging signal is not transmitted frequently, when the terminalperforms the receiving operation until the paging signal is notreceived, power loss is increased. Therefore, in order to reduce thepower consumption, it is possible to attempt to receive the pagingsignal by performing the receiving operation only during a specific timeperiod periodically, and this is referred to as DRX. In the LTE system,the DRX operation of the UEs in the standby state is performed throughEquation 1 below. SFN is incremented by 1 for each radio frame. When apaging signal is delivered in a radio frame satisfying the equation, theUE performs the receiving operation by the DRX. The radio frame isreferred to as a paging frame 4 c-05.

SFN mod T=(T div N)*(UE_ID mod N)  <Equation 1>

where,

SFN: System Frame Number. 10 bits (MSB 8 bits explicit, LBS 2 bitsimplicit)

T: DRX cycle of the UE. Transmitted on SIB2. ENUMERATED {rf32, rf64,rf128, rf256}

N: min(T,nB)

nB: Transmitted on SIB2. ENUMERATED {4T, 2T, T, T/2, T/4, T/8, T/16,T/32}.

UE_ID: IMSI mod 1024 (IMSI represents a unique number assigned to eachterminal)

8 bits of the MasterInformationBlock (MIB) of the Physical BroadcastChannel (PBCH) indicate the SFN. T and nB are values included inSystemInformationBlockType2 (SIB2) and provided from the base station. Tmay have one value of {rf32, rf64, rf128, and rf356} values and rf32represents a length of a 32 Radio frame. That is, rf32 refers to 320 ms.The T value actually applied in the above equation is derived throughcoordination between the terminal, the base station, and the MME. Thebase station provides a default DRX value to the UE using SIB1 which isone of the broadcast system information. When the terminal desires a DRXperiod shorter than the default DRX value, a UE specific DRX value isprovided to the MME through an ATTACH process as a desired DRX value.When there is paging for the terminal, the MME transmits the paging andthe UE specific DRX value provided from the terminal to the basestation. The terminal determines as the DRX period a shorter valuebetween the UE specific DRX value transmitted to the MME and the defaultDRX value received from the base station. The base station alsodetermines as the DRX period the shorter value between the UE specificDRX value received from the MME and the default DRX value broadcasted bythe base station. The DRX period value becomes an actual T value appliedin the equation. Accordingly, the terminal and the base station selectthe same DRX period, and the base station determines the PF based on theDRX period and then transmits the paging to the terminal.

A subframe capable of transmitting the paging is defined in one PF. Thisis referred to as a paging sub-frame 4 c-10. The terminal monitors thepaging thereof in one paging subframe in the PF derived from the aboveequation. The one paging subframe is referred to as paging occasion (PO)4 c-15. The PO is derived through the following equation.

i_s=floor (UE_ID/N) mod Ns  <Equation 2>

The i_s value derived by the above equation is substituted into thefollowing table to derive its own PO.

FDD:

TABLE 1 PO PO PO Ns when i_s = 0 when i_s = 1 when i_s = 2 PO when i_s =3 1 9 N/A N/A N/A 2 4 9 N/A N/A 4 0 4 5 9

TDD (all UL/DL configurations):

TABLE 2 PO PO PO Ns when i_s = 0 when i_s = 1 when i_s = 2 PO when i_s =3 1 0 N/A N/A N/A 2 0 5 N/A N/A 4 0 1 5 6

FIG. 4D illustrates a scenario in which a plurality of CORESETS and aplurality of paging messages are transmitted per slot according toembodiments of the present disclosure.

In the next generation mobile communication system, a plurality ofCORESETS 4 d-10 and 4 d-20) may be set in one time unit, for example, aslot 4 d-05. The CORESET refers to a time and frequency space fortransmitting a control signal such as scheduling information like thePDCCH in the LTE technology in the related art. The CORESET may exist atany position of the slot and the position is provided to the terminal asthe system information. A paging record that may be stored in one pagingmessage may be limited. Accordingly, a plurality of paging messages 4d-15 and 4 d-25 may exist and the scheduling information of each pagingmessage is provided to the terminal through each corresponding CORESET.When there is a plurality of paging messages in the slot, the terminalneeds to determine which paging message to monitor. The disclosureproposes a method for selecting one of the plurality of paging messagesexisting in the paging reception timing.

BWPs are generally classified into three types. Initial BWP has afrequency bandwidth that all terminals may receive and a plurality ofBWPs may exist in one carrier. In the Initial BWP, sync signal block(SSB), PBCH, and remaining minimum system information (RMSI) arebroadcasted. The PBCH and the RMSI contain required system informationsuch as MIB and SIB1 in the LTE in the related art, respectively. In thedisclosure, it is characterized in that the UE monitors the Initial BWPfor paging monitoring. The disclosure proposes two embodiments.

In Embodiment 4-1, the terminal selects one Initial BWP through apredetermined equation based on the UE_ID. The PBCH or RMSI broadcastedin the Initial BWP includes one common search space (CSS) informationfor paging reception. The terminal receives CORESETS in time andfrequency resources indicated by the CSS. The terminal determineswhether the P-RNTI is included in the CORESET, and if so, receives thepaging message in the time and frequency resources indicated by theP-RNTI. The UE_ID is defined as IMSI mod X. The X value may bepredetermined or may be determined as a multiple of the maximum numberof CORESETS or paging messages that may include a multiple of theinitial BWP maximum or the P-RNTI.

In Embodiment 4-2, the UE selects one Initial BWP in terms ofimplementation. The PBCH or RMSI broadcasted in the Initial BWP includesplural common search space (CSS) information for paging reception. Theterminal selects one CSS through the predetermined equation based on theUE_ID. The terminal determines whether the P-RNTI is included in theCORESET, and if so, receives the paging message in the time andfrequency resources indicated by the P-RNTI. The UE_ID is defined asIMSI mod X. The X value may be predetermined or may be determined as amultiple of the maximum number of CORESETS or paging messages that mayinclude a multiple of the initial BWP maximum or the P-RNTI for aspecific time interval (e.g., slot-wise).

FIG. 4E is a flowchart of a terminal operation for paging reception in a4-1th embodiment of the present disclosure.

A terminal 4 e-05 selects one Initial BWP in the most optimal carrierthrough a predetermined equation based on the UE_ID (4 e-15). A basestation 4 e-10 broadcasts a PBCH or an RMSI including one common searchspace (CSS) information for paging reception in the Initial BWP (4e-20). The terminal monitors the CORESETS in the time and frequencyresources indicated by the CSS (4 e-25). The terminal determines whetherthe P-RNTI is included in the CORESET, and if so, receives the pagingmessage in the time and frequency resources indicated by the P-RNTI (4e-30). The terminal receiving the paging message performs the RRCconnection establishment process and is switches to a connected mode (4e-35). The base station configures a dedicated (UE-specific) searchspace for paging reception to be applied in the connected mode by an RRCreconfiguration message, which is a dedicated signaling (4 e-40). Theterminal performs paging monitoring using the DSS (4 e-45).

FIG. 4F is a flowchart of a terminal operation for paging reception inthe 4-1th embodiment of the present disclosure.

The terminal selects one Initial BWP in the most optimal carrier througha predetermined equation based on the UE_ID in step 4 e-15.

The terminal receives a PBCH or an RMSI including one common searchspace (CSS) information for paging reception in the Initial BWP in step4 f-10.

The terminal monitors the CORESETS including the P-RNTI in the time andfrequency resources indicated by the CSS in step 4 f-15.

In step 4 f-20, the terminal receives the CORESET including a P-RNTI andreceives the paging message using the scheduling information indicatedby the P-RNTI. In addition, the terminal performs an RRC connectionestablishment procedure and switched to the connected mode.

In step 4 f-25, when the terminal is configured with the dedicated(UE-specific) search space for paging reception to be applied in theconnected mode, the terminal monitors the paging in the DSS. Otherwise,the terminal monitors the paging by using the common search space.

FIG. 4G is a flowchart of a terminal operation for paging reception in a4-2th embodiment of the present disclosure.

A terminal 4 g-05 selects one Initial BWP in terms of implementation (4g-15). For example, the terminal 4 g-05 may select the initial BWP withthe highest signal strength in one carrier. A base station 4 g-10broadcasts a PBCH or an RMSI including one or more, i.e., plural onecommon search space (CSS) information for paging reception in theInitial BWP. The terminal selects one CSS through the predeterminedequation based on the UE_ID and the terminal monitors whether the P-RNTIis included in the CORESET transmitted in the time and frequencyresources indicated by the CSS (4 g-25). If so, the paging message isreceived in the time and frequency resources indicated by the P-RNTI (4g-30). The terminal receiving the paging message performs the RRCconnection establishment process and is switches to the connected mode(4 g-35). The base station configures a dedicated (UE-specific) searchspace for paging reception to be applied in the connected mode by an RRCreconfiguration message, which is a dedicated signaling (4 g-40). Theterminal performs the paging monitoring using the DSS (4 g-45).

FIG. 4H is a flowchart of a terminal operation for paging reception inthe embodiment 4-2 of the present disclosure.

In step 4 h-05, the terminal selects one Initial BWP in terms ofimplementation.

The terminal receives a PBCH or an RMSI including one or more, i.e.,plural common search space (CSS) information for paging reception in theInitial BWP in step 4 h-10. The terminal selects one CSS through thepredetermined equation based on the UE_ID.

The terminal monitors the CORESET including the P-RNTI in the time andfrequency resources indicated by the CSS in step 4 h-15.

In step 4 h-20, the terminal receives the CORESET including a P-RNTI andreceives the paging message using the scheduling information indicatedby the P-RNTI. In addition, the terminal performs an RRC connectionestablishment procedure and switched to the connected mode.

In step 4 h-25, when the terminal is configured with the dedicated(UE-specific) search space for paging reception to be applied in theconnected mode, the terminal monitors the paging in the DSS. Otherwise,the terminal monitors the paging by using the Common Search Space.

The paging message may be used for notifying that updating the systeminformation is required or for notifying the reception of a disasteralert. However, in order to receive the paging message, the CORESET mustbe received in advance. Therefore, the disclosure proposes that theCORESET is used for notifying that updating the system information isrequired or for notifying the reception of the disaster alert in orderto reduce the signaling overhead. The CORESET includes predeterminedinformation indicated by the P-RNTI and the information is used tonotify that updating the system information is required or for notifyingthe reception of the disaster alert. The information includes value taginformation, systemInfoAreaIdentifier information, and a disaster alertindicator for each SIB or SI message. The value tag information isincremented by 1 at the same time as the corresponding SIB or SI messageis updated.

The value tag information has a finite value range. When the SIB or SImessage is updated after reaching the maximum value, the value taginformation returns to 0 again. The systemInfoAreaIdentifier is used toindicate a cell or a cell group-unit area to which the matched systeminformation is broadcasted. At this time, some cell-specific informationmay be different between the cells. For example, if a first cell and asecond cell broadcast the same system information except for somecell-specific information, the systemInfoAreaIdentifier informationbroadcasted by the two cells is the same.

FIG. 4I is a flowchart of a terminal operation for processing specificcontents of a paging message in CORESET according to embodiments of thepresent disclosure.

In step 4 i-05, the terminal receives the Coreset including the P-RNTI.

In step 4 i-10, the terminal determines whether direct indicationinformation is included in the CORESET. The information includes thevalue tag information, the systemInfoAreaIdentifier information, and thedisaster alert indicator for each SIB or SI message.

When the information is included in steps 4 i-15, the terminal skips anoperation of receiving the paging message and performs a subsequentoperation according to the contents of the information. For example,when value tag information corresponding to a specific SIB or SI messagestored in the terminal is different from value tag informationcorresponding to the specific SIB or SI message included in the DirectIndication Information and the systemInfoAreaIdentifier stored in theterminal and the systemInfoAreaIdentifier included in the DirectIndication Information are the same, the terminal performs an operationof updating the SIB or SI message indicated by the value tag. Theupdating operation is constituted by a process of receiving at least anRMSI, a process of obtaining the scheduling information of the SIB or SImessage included in the RMSI, and a process of receiving and storing theSIB or SI message requiring the updating using the schedulinginformation.

When the systemInfoAreaIdentifier stored in the terminal differs fromthe systemInfoAreaIdentifier included in the Direct IndicationInformation, the terminal updates at least the MIB and the RMSI or allSIB or SI messages.

If the Direct Indication Information includes an indicator for informingthe reception of the disaster alert, the terminal performs an operationof receiving the system information including the disaster alert. Theoperation of receiving the disaster information is constituted by aprocess of receiving at least an RMSI, a process of obtaining thescheduling information of the SIB or SI message including the disasterinformation included in the RMSI, and a process of receiving and storingthe SIB or SI message requiring the updating using the schedulinginformation.

In step 4 i-20, when the information is not included, the terminalreceives the paging message as the subsequent operation.

The structure of the terminal is illustrated in FIG. 4J.

Referring to FIG. 7J, the terminal includes a radio frequency (RF)processor 4 j-10, a baseband processor 4 j-20, a memory 4 j-30, and acontroller 4 j-40.

The RF processor 4 j-10 serves to transmit and receive a signal througha radio channel, such as band conversion and amplification of a signal.That is, the RF processor 4 j-10 up-converts a baseband signal providedfrom the baseband processor 4 j-20 into an RF band signal and thentransmits the RF band signal through an antenna and down-converts the RFband signal received through the antenna into the baseband signal. Forexample, the RF processor 4 j-10 may include a transmitting filter, areceiving filter, an amplifier, a mixer, an oscillator, a digital toanalog converter (DAC), an analog to digital converter (ADC), or thelike. In the above figure, only one antenna is illustrated, but theterminal may include a plurality of antennas. Further, the RF processor4 j-10 may include a plurality of RF chains. Further, the RF processor 4j-10 may perform beamforming. For the beamforming, the RF processor 4j-10 may adjust a phase and a size of each of the signals transmittedand received through a plurality of antennas or antenna elements. Inaddition, the RF processor may perform MIMO and may receive a pluralityof layers when performing a MIMO operation.

The baseband processor 4 j-20 performs a conversion function between abaseband signal and a bit string according to a physical layer standardof a system. For example, when data are transmitted, the basebandprocessor 4 j-20 generates complex symbols by coding and modulating atransmitted bit string. Further, when data are received, the basebandprocessor 4 j-20 recovers the received bit string by demodulating anddecoding the baseband signal provided from the RF processor 4 j-10. Forexample, according to the orthogonal frequency division multiplexing(OFDM) scheme, when data are transmitted, the baseband processor 4 j-20generates the complex symbols by coding and modulating the transmittingbit string, maps the complex symbols to sub-carriers, and then performsan inverse fast Fourier transform (IFFT) operation and a cyclic prefix(CP) insertion to configure the OFDM symbols. Further, when data arereceived, the baseband processor 4 j-20 divides the baseband signalprovided from the RF processor 4 j-10 in an OFDM symbol unit andrecovers the signals mapped to the sub-carriers by a fast Fouriertransform (FFT) operation and then recovers the received bit string bythe modulation and decoding.

The baseband processor 4 j-20 and the RF processor 4 j-10 transmit andreceive a signal as described above. Therefore, the baseband processor 4j-20 and the RF processor 4 j-10 may be called a transmitter, areceiver, a transceiver, or a communication unit. Further, at least oneof the baseband processor 4 j-20 and the RF processor 4 j-10 may includea plurality of communication modules to support a plurality of differentradio access technologies. Further, at least one of the basebandprocessor 4 j-20 and the RF processor 4 j-10 may include differentcommunication modules to process signals in different frequency bands.For example, different radio access technologies may include the WLAN(e.g., IEEE 802.11), a cellular network (e.g., LTE), or the like.Further, the different frequency bands may include a super highfrequency (SHF) (e.g., 2 NRHz, NRhz) band, a millimeter wave (e.g., 60GHz) band.

The memory 4 j-30 stores data such as basic programs, applicationprograms, and configuration information for the operation of theterminal. In particular, the memory 4 j-30 may store informationassociated with a second access node performing wireless communicationusing a second access technology. Further, the memory 4 j-40 providesthe stored data according to the request of the controller 5 j-50.

The controller 4 j-40 controls the overall operations of the terminal.For example, the controller 4 j-40 transmits and receives a signalthrough the baseband processor 4 j-20 and the RF processor 4 j-10.Further, the controller 4 j-40 records and reads data in and from thememory 4 j-30. For this purpose, the controller 4 j-40 may include atleast one processor. For example, the controller 4 j-40 may include acommunication processor (CP) performing a control for communication andan application processor (AP) controlling a higher layer such as theapplication programs.

FIG. 4k is a block configuration diagram of a main base station in awireless communication system according to embodiments of the presentdisclosure.

As illustrated in FIG. 4K, the base station is configured to include anRF processor 4 k-10, a baseband processor 4 k-20, a backhaulcommunication unit 4 k-30, a storage unit 4 k-40, and a controller 4k-50.

The RF processor 4 k-10 serves to transmit and receive a signal througha radio channel, such as band conversion and amplification of a signal.That is, the RF processor 4 k-10 up-converts a baseband signal providedfrom the baseband processor 4 k-20 into an RF band signal and thentransmits the RF band signal through an antenna and down-converts the RFband signal received through the antenna into the baseband signal. Forexample, the RF processor 4 k-10 may include a transmitting filter, areceiving filter, an amplifier, a mixer, an oscillator, a DAC, an ADC,or the like. In the above figure, only one antenna is illustrated, butthe first access node may include a plurality of antennas. Further, theRF processor 4 k-10 may include a plurality of RF chains. Further, theRF processor 4 k-10 may perform the beamforming. For the beamforming,the RF processor 4 k-10 may adjust a phase and a size of each of thesignals transmitted/received through a plurality of antennas or antennaelements. The RF processor may perform a downward MIMO operation bytransmitting one or more layers.

The baseband processor 4 k-20 performs a conversion function between thebaseband signal and the bit string according to the physical layerstandard of the first radio access technology. For example, when dataare transmitted, the baseband processor 4 k-20 generates complex symbolsby coding and modulating a transmitted bit string. Further, when dataare received, the baseband processor 4 k-20 recovers the received bitstring by demodulating and decoding the baseband signal provided fromthe RF processor 4 k-10. For example, according to the OFDM scheme, whendata are transmitted, the baseband processor 4 k-20 generates thecomplex symbols by coding and modulating the transmitting bit string,maps the complex symbols to the sub-carriers, and then performs the IFFToperation and the CP insertion to configure the OFDM symbols. Further,when data are received, the baseband processor 4 k-20 divides thebaseband signal provided from the RF processor 4 k-10 in the OFDM symbolunit and recovers the signals mapped to the sub-carriers by the FFToperation and then recovers the receiving bit string by the modulationand decoding. The baseband processor 4 k-20 and the RF processor 4 k-10transmit and receive a signal as described above. Therefore, thebaseband processor 4 k-20 and the RF processor 4 k-10 may be called atransmitter, a receiver, a transceiver, or a communication unit.

The backhaul communication unit 4 k-30 provides an interface forperforming communication with other nodes within the network. That is,the backhaul communication unit 4 k-30 converts bit strings transmittedfrom the main base station to other nodes, for example, an auxiliarybase station, a core network, etc., into physical signals and convertsthe physical signals received from other nodes into the bit strings.

The memory 4 k-40 stores data such as basic programs, applicationprograms, and configuration information for the operation of the mainbase station. In particular, the memory 4 k-40 may store the informationon the bearer allocated to the accessed terminal, the measured resultsreported from the accessed terminal, etc. Further, the memory 4 k-40 maystore information that is a determination criterion on whether toprovide a multiple connection to the terminal or stop the multipleconnection to the terminal. Further, the memory 4 k-40 provides thestored data according to the request of the controller 4 k-50.

The controller 4 k-50 controls the general operations of the main basestation. For example, the controller 4 k-50 transmits/receives a signalthrough the baseband processor 4 k-20 and the RF processor 4 k-10 or thebackhaul communication unit 4 k-30. Further, the controller 4 k-50records and reads data in and from the memory 4 k-40. For this purpose,the controller 4 k-50 may include at least one processor.

Although the present disclosure has been described with variousembodiments, various changes and modifications may be suggested to oneskilled in the art. It is intended that the present disclosure encompasssuch changes and modifications as fall within the scope of the appendedclaims.

What is claimed:
 1. A method by a terminal in a wireless communication system, the method comprising: receiving, from a base station, a message including configuration information related to beam failure recovery (BFR); identifying whether the message includes contention-free random access (RA) resources for the BFR based on beam failure being detected; performing a contention-free RA procedure for the BFR based on the contention-free RA resources in case that the message includes the contention-free RA resources; performing a contention-based RA procedure for the BFR in case that the message does not include the contention-free RA resources; and maintaining the contention-free RA resources based on the contention-free RA procedure being completed.
 2. The method of claim 1, further comprising: receiving, from the base station, a message for a handover from the base station to a target base station, the message including contention-free RA resources for the handover; performing a contention-free RA procedure for the handover based on the message; and discarding the contention-free RA resources for the handover based on the contention-free RA procedure for the handover being completed, wherein the contention-free RA resources for the handover include dedicated preamble resources and an identifier.
 3. The method of claim 1, further comprising: transmitting a preamble for performing the contention-based RA procedure immediately based on a RA procedure for the BFR being identified failed.
 4. The method of claim 1, wherein the contention-free RA resources include information on synchronization signal block (SSB) resources, and wherein the information on the SSB resources includes at least one SSB index and at least one preamble index, each preamble index corresponding to each SSB index.
 5. The method of claim 4, wherein performing the contention-free RA procedure comprises: identifying an SSB index corresponding to a received SSB with a reception power above a threshold from the at least one SSB index; identifying a preamble index corresponding to the identified selected SSB index; and transmitting, to the base station, a preamble corresponding to the identified preamble index.
 6. A method by a base station in a wireless communication system, the method comprising: transmitting, to a terminal, a message including configuration information related to beam failure recovery (BFR); and performing a random access (RA) procedure for the BFR with the terminal based on beam failure being detected by the terminal, wherein a contention-free RA procedure for the BFR is performed based on contention-free RA resources in case that the message includes the contention-free RA resources for the BFR, wherein a contention-based RA procedure for the BFR is performed in case that the message does not include the contention-free RA resources, and wherein the contention-free RA resources are maintained at the terminal based on the contention-free RA procedure being completed.
 7. The method of claim 6, further comprising: transmitting, to the terminal, a message for a handover from the base station to a target base station, the message including contention-free RA resources for the handover; and performing a contention-free RA procedure for the handover for the terminal based on the message, wherein the contention-free RA resources for the handover are discarded at the terminal based on the contention-free RA procedure for the handover being completed, and wherein the contention-free RA resources for the handover include dedicated preamble resources and an identifier.
 8. The method of claim 6, wherein a preamble for the contention-based RA procedure is received immediately from the terminal based on a RA procedure for the BFR being identified failed.
 9. The method of claim 6, wherein the contention-free RA resources include information on synchronization signal block (SSB) resources, and wherein the information on the SSB resources includes at least one SSB index and at least one preamble index, each preamble index corresponding to each SSB index.
 10. The method of claim 9, wherein the contention-free RA procedure comprises receiving, from the terminal, a preamble based on the information on the SSB resources, wherein a preamble index of the preamble corresponds to an SSB index identified by the terminal from the at least one SSB index, and wherein the identified SSB index corresponds to an SSB received by the terminal with a reception power above a threshold.
 11. A terminal in a wireless communication system, comprising: a transceiver configured to transmit and receive signals; and a controller configured to: receive, via the transceiver from a base station, a message including configuration information related to beam failure recovery (BFR), identify whether the message includes contention-free random access (RA) resources for the BFR based on beam failure being detected, perform a contention-free RA procedure for the BFR based on the contention-free RA resources in case that the message includes the contention-free RA resources, perform a contention-based RA procedure for the BFR in case that the message does not include the contention-free RA resources, and maintain the contention-free RA resources based on the contention-free RA procedure being completed.
 12. The terminal of claim 11, wherein the controller is further configured to receive, via the transceiver from the base station, a message for a handover from the base station to a target base station, the message including contention-free RA resources for the handover, perform a contention-free RA procedure for the handover based on the message, and discard the contention-free RA resources for the handover based on the contention-free RA procedure for the handover being completed, wherein the contention-free RA resources for the handover include dedicated preamble resources and an identifier.
 13. The terminal of claim 11, wherein the controller is further configured to transmit, via the transceiver a preamble for performing the contention-based RA procedure immediately based on a RA procedure for the BFR being identified failed.
 14. The terminal of claim 11, wherein the contention-free RA resources include information on synchronization signal block (SSB) resources, and wherein the information on the SSB resources includes at least one SSB index and at least one preamble index, each preamble index corresponding to each SSB index.
 15. The terminal of claim 14, wherein the controller is configured to identify an SSB index corresponding to a received SSB with a reception power above a threshold from the at least one SSB index, identify a preamble index corresponding to the identified selected SSB index, and transmit, via the transceiver to the base station, a preamble corresponding to the identified preamble index.
 16. A base station in a wireless communication system, comprising: a transceiver configured to transmit and receive signals; and a controller configured to: transmit, via the transceiver to a terminal, a message including configuration information related to beam failure recovery (BFR), and perform a random access (RA) procedure for the BFR with the terminal based on beam failure being detected by the terminal, wherein a contention-free RA procedure for the BFR is performed based on contention-free RA resources in case that the message includes the contention-free RA resources for the BFR, wherein a contention-based RA procedure for the BFR is performed in case that the message does not include the contention-free RA resources, and wherein the contention-free RA resources are maintained at the terminal based on the contention-free RA procedure being completed.
 17. The base station of claim 16, wherein the controller is further configured to transmit, via the transceiver to the terminal, a message for a handover from the base station to a target base station, the message including contention-free RA resources for the handover, and perform a contention-free RA procedure for the handover for the terminal based on the message, wherein the contention-free RA resources for the handover are discarded at the terminal based on the contention-free RA procedure for the handover being completed, and wherein the contention-free RA resources for the handover include dedicated preamble resources and an identifier.
 18. The base station of claim 16, wherein a preamble for the contention-based RA procedure is received immediately from the terminal based on a RA procedure for the BFR being identified failed.
 19. The base station of claim 16, wherein the contention-free RA resources include information on synchronization signal block (SSB) resources, and wherein the information on the SSB resources includes at least one SSB index and at least one preamble index, each preamble index corresponding to each SSB index.
 20. The base station of claim 19, wherein the contention-free RA procedure comprises receiving, from the terminal, a preamble based on the information on the SSB resources, wherein a preamble index of the preamble corresponds to an SSB index identified by the terminal from the at least one SSB index, and wherein the identified SSB index corresponds to an SSB received by the terminal with a reception power above a threshold. 